📈Cboe BZX Exchange Fee Schedule Amendments Overview
The Cboe BZX Exchange has proposed changes to its fee schedule, including updates to Add Volume Tiers and the introduction of a new Cross Asset Tier. These modifications aim to adjust rebate structures and criteria, fostering enhanced liquidity and order flow, and encouraging greater participation across exchange platforms.
Learn More📈Analysis of SEC's Proposed Rule 7d-2 Impact on Canadian Funds
The Securities and Exchange Commission is soliciting comments on a proposed collection related to Rule 7d-2, allowing Canadian funds to offer securities to U.S. participants in tax-deferred retirement accounts. This aims to ease investment management for Canadians living in the U.S., detailing necessary disclosures and estimating paperwork burdens on fund issuers.
Learn More💻Cboe EDGX Proposes Fee Schedule Changes for Dedicated Cores
The Securities and Exchange Commission published a notice regarding Cboe EDGX Exchange's proposed changes to its fee schedule for Dedicated Cores. The amendments aim to improve operational efficiency by adopting fees for additional Dedicated Cores while allowing users two free cores. The proposal focuses on managing resource allocation fairly amidst increasing user demand.
Learn More📉Cboe Proposes Temporary 20% Discount on Open-Close Data Fees
The Cboe Exchange has filed a proposed rule change to temporarily update its fee schedule, introducing a 20% discount on historical Open-Close Data for eligible purchases between April 23 and June 30, 2025. This initiative aims to incentivize more market participants to access valuable trading data, enhancing their market analysis and decision-making capabilities.
Learn More💰OCC Proposes Changes to Master Repurchase Agreement for Liquidity
The Securities and Exchange Commission has issued a notice of no objection to The Options Clearing Corporation's proposed amendments to a Master Repurchase Agreement. These changes aim to enhance OCC's liquidity management and address risks associated with counterparty defaults, ultimately promoting financial stability in the options market.
Learn More🔒OFAC Sanctions Action
The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons whose property and interests in property have been unblocked and who have been removed from OFAC's Specially Designated Nationals and Blocked Persons List (SDN List).
Learn More💰Cboe Proposes Changes to Market-Maker Fees and Fee Cap
The Cboe Exchange, Inc. has filed a proposed rule change to amend its fee schedule, specifically increasing fees for Market-Maker orders on the trading floor and raising the fee cap for Clearing Trading Permit Holders. This move aims to align fees with competitive market practices while addressing operational costs for market participants.
Learn More📚Revision of Borrower Defense to Loan Repayment Forms Announced
In accordance with the Paperwork Reduction Act (PRA) of 1995, the Department is proposing a revision of a currently approved information collection request (ICR).
Learn More📈SEC Approves Options Trading on iShares Ethereum Trust
The SEC has published a notice regarding a proposed rule change to allow the listing and trading of options on the iShares Ethereum Trust, aiming to enhance market efficiency and provide investors with additional tools to manage their exposure to Ethereum. This regulatory change is expected to improve liquidity and transparency in the trading of cryptocurrency assets.
Learn More📊SEC Rule 17j-1
The Securities and Exchange Commission has submitted a request for extending Rule 17j-1, addressing conflicts of interest among investment company personnel. The rule mandates specific procedures, including the adoption of codes of ethics, reporting obligations, and oversight measures aimed at protecting fund investors from potential abuses.
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