Notice 27 May 2025 financial regulations, securities exchange, business fees, cboe edgx, trading efficiency, dedicated cores

💻Cboe EDGX Proposes Fee Schedule Changes for Dedicated Cores

The Securities and Exchange Commission published a notice regarding Cboe EDGX Exchange's proposed changes to its fee schedule for Dedicated Cores. The amendments aim to improve operational efficiency by adopting fees for additional Dedicated Cores while allowing users two free cores. The proposal focuses on managing resource allocation fairly amidst increasing user demand.

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Notice 22 May 2025 market data, cboe, financial regulations, options trading, fee schedule, data pricing

📉Cboe Proposes Temporary 20% Discount on Open-Close Data Fees

The Cboe Exchange has filed a proposed rule change to temporarily update its fee schedule, introducing a 20% discount on historical Open-Close Data for eligible purchases between April 23 and June 30, 2025. This initiative aims to incentivize more market participants to access valuable trading data, enhancing their market analysis and decision-making capabilities.

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Notice 21 May 2025 compliance, trade, us, financial regulations, treasury, sanctions, ofac, lebanon

🔒OFAC Sanctions Action

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons whose property and interests in property have been unblocked and who have been removed from OFAC's Specially Designated Nationals and Blocked Persons List (SDN List).

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Notice 21 May 2025 financial regulations, options clearing corporation, securities exchange commission, liquidity, master repurchase agreement

💰OCC Proposes Changes to Master Repurchase Agreement for Liquidity

The Securities and Exchange Commission has issued a notice of no objection to The Options Clearing Corporation's proposed amendments to a Master Repurchase Agreement. These changes aim to enhance OCC's liquidity management and address risks associated with counterparty defaults, ultimately promoting financial stability in the options market.

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Notice 20 May 2025 regulatory changes, securities, cboe, financial regulations, options trading, trading floor, market-maker fees

💰Cboe Proposes Changes to Market-Maker Fees and Fee Cap

The Cboe Exchange, Inc. has filed a proposed rule change to amend its fee schedule, specifically increasing fees for Market-Maker orders on the trading floor and raising the fee cap for Clearing Trading Permit Holders. This move aims to align fees with competitive market practices while addressing operational costs for market participants.

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Notice 19 May 2025 information collection, financial regulations, department of education, borrower defense, student loans

📚Revision of Borrower Defense to Loan Repayment Forms Announced

In accordance with the Paperwork Reduction Act (PRA) of 1995, the Department is proposing a revision of a currently approved information collection request (ICR).

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Notice 15 May 2025 securities, financial regulations, options trading, ethereum, investment strategies

📈SEC Approves Options Trading on iShares Ethereum Trust

The SEC has published a notice regarding a proposed rule change to allow the listing and trading of options on the iShares Ethereum Trust, aiming to enhance market efficiency and provide investors with additional tools to manage their exposure to Ethereum. This regulatory change is expected to improve liquidity and transparency in the trading of cryptocurrency assets.

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Notice 15 May 2025 compliance, sec, financial regulations, investment companies, ethics

📊SEC Rule 17j-1

The Securities and Exchange Commission has submitted a request for extending Rule 17j-1, addressing conflicts of interest among investment company personnel. The rule mandates specific procedures, including the adoption of codes of ethics, reporting obligations, and oversight measures aimed at protecting fund investors from potential abuses.

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Notice 2 May 2025 compliance, consumer protection, financial regulations, occ, identity theft

🏦Renewal of Information Collection on Identity Theft Regulations

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and respondents are not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Identity Theft Red Flags and Address Discrepancies under the Fair and Accurate Credit Transactions Act of 2003."

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Notice 1 May 2025 compliance, sec, financial regulations, deregistration, investment companies, market impact

📉Notice on Deregistration Applications Under Investment Company Act

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on February 28, 2025 and amended on April 15, 2025. Applicant's Address: 1601 Utica Avenue South, Suite 1000, Minneapolis, Minnesota 55416.

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