🏦Renewal of Information Collection on Identity Theft Regulations
The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and respondents are not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Identity Theft Red Flags and Address Discrepancies under the Fair and Accurate Credit Transactions Act of 2003."
Learn More📈Cboe Options Proposed Rule Change for Extended Trading Hours
The Securities and Exchange Commission released a notice regarding a proposed rule change by Cboe Exchange, Inc., which aims to allow specific expiring A.M.-settled index options and Volatility Index options to trade during the global trading hours preceding their expiration date. The Commission extended the review period, designating June 15, 2025, for action on this proposal.
Learn More📉Notice on Deregistration Applications Under Investment Company Act
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Dates: The application was filed on February 28, 2025 and amended on April 15, 2025. Applicant's Address: 1601 Utica Avenue South, Suite 1000, Minneapolis, Minnesota 55416.
Learn More💼New Federal Regulations on Bank Control and Share Acquisitions
The Federal Reserve System announced changes related to Bank Control Notices, detailing the application process for acquiring bank shares and the considerations for public comments. Interested parties can submit their views regarding the applications, which will be subject to public disclosure, emphasizing the transparent nature of regulatory compliance in the banking sector.
Learn More💼Treasury Notice on Unlawful Internet Gambling Compliance Requirements
The Department of the Treasury, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other federal agencies to comment on the proposed information collection listed below, in accordance with the Paperwork Reduction Act of 1995.
Learn More📈NYSE National Rules Amendments for Retail Price Improvement Strategy
The SEC has approved proposed changes to NYSE National rules that introduce a Retail Price Improvement Seeking routing strategy for Type 1 Retail Orders. This amendment aims to enhance the retail liquidity program, offering retailers the potential for improved order execution by routing to the NYSE, thereby fostering competition within the market.
Learn More🏛️Sunshine Act Meetings - Federal Election Commission Update
The Federal Election Commission announces a closed meeting to discuss compliance matters, including confidential financial information and investigative records. This hybrid meeting will address issues that may significantly affect future Commission actions, emphasizing the importance of regulatory adherence among businesses. The meeting will occur on April 29-30, 2025, in Washington, DC.
Learn More📈Texas Stock Exchange Application for National Securities Exchange Registration
Texas Stock Exchange LLC has submitted an application to register as a national securities exchange. The Securities and Exchange Commission is inviting public comments on this application, which outlines TXSE's proposal to fulfill regulatory requirements, governance, and operational details of their trading system.
Learn More📈OCC Proposes Change to Operational Loss Fee Schedule
The SEC published notice about OCC's proposed rule change to modify the maximum aggregate Operational Loss Fee in its fee schedule. This adjustment aligns with OCC's Capital Management Policy to maintain liquidity and solvency thresholds, reflecting updated operating expenses based on the 2025 budget, ensuring financial integrity for Clearing Members.
Learn More📝Proposed Information Collection Extension by PBGC for Reconsideration Filings
The Pension Benefit Guaranty Corporation (PBGC) intends to request that the Office of Management and Budget (OMB) extend approval, under the Paperwork Reduction Act of a collection of information for filings for reconsideration under its regulation on Rules for Administrative Review of Agency Decisions. This notice informs the public of PBGC's intent and solicits public comment on the collection of information.
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