Notice 9 May 2025 sec, nyse, options trading, bitcoin, financial regulation, etf, flex options

📈NYSE American Proposes New FLEX Options for Bitcoin ETFs

The SEC notice details NYSE American's proposed amendment to enable FLEX Options on bitcoin-holding ETFs, including Grayscale and Bitwise. The rule aims to enhance trading flexibility and efficiency, facilitating investor access while maintaining regulatory safeguards against manipulation. This is anticipated to attract increased market participation and liquidity.

Learn More
Notice 9 May 2025 compliance, securities, financial regulation, clearing corporation, capital policy

📈FICC's Proposed Rule Changes on Capital Policy and Replenishment Plan

The Securities and Exchange Commission announces the Fixed Income Clearing Corporation's proposed amendments to its Capital Policy and Capital Replenishment Plan. The revisions aim to simplify and clarify the policy, ensuring effective management of capital reserves needed for business continuity against potential financial losses. The plan updates authorization procedures to enhance operational resilience.

Learn More
Notice 9 May 2025 compliance, trading, securities, financial regulation, market impact

📈SEC Notice on Intraday Mark-to-Market Charge Proposal

The Securities and Exchange Commission has published a notice regarding a proposed rule change from the Fixed Income Clearing Corporation to implement an Intraday Mark-to-Market Charge. This change is under review, with public comments being considered, and may influence the trading and transaction processes within the government securities market.

Learn More
Notice 8 May 2025 cboe, options trading, financial regulation, liquidity, market participation, fees schedule

📈Analysis of Cboe's New Fee Schedule for SPEQX Options

The Securities and Exchange Commission has published notice regarding Cboe Exchange's proposed rule change to update its fees schedule for trading SPEQX options, including new transaction fees and programs designed to incentivize market participation. The changes are aimed at fostering liquidity and improving trading opportunities within the market for these specific options.

Learn More
Notice 8 May 2025 nyse, options trading, market liquidity, financial regulation, investor incentives

📈NYSE American Options Fee Schedule Waived for May-July 2025

The Securities and Exchange Commission has announced a proposed rule change from NYSE American LLC to waive the maximum combined credits for Floor Broker firms in their Options Fee Schedule for May, June, and July 2025. This change aims to support liquidity and encourage continued business engagement on the Exchange amidst market volatility.

Learn More
Notice 8 May 2025 compliance, financial regulation, cftc, commodity futures trading, designated contract markets

📑CFTC Seeks Comments on Information Collection from DCMs

The Commodity Futures Trading Commission ("Commission" or "CFTC") is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act ("PRA"), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment. This notice solicits comments on reporting requirements relating to collections of information related to designated contract markets ("DCMs") under the Commission's regulations.

Learn More
Notice 7 May 2025 trading, securities, financial regulation, investors exchange, liquidity, market structure

📉IEX Proposes Rule Change on Post Only Orders for Liquidity

The Investors Exchange LLC proposes a modification to its Post Only order type, requiring a minimum price improvement of $0.01 for execution upon entry. This change aims to encourage the posting of displayed liquidity and enhance market efficiency, aligning IEX with similar practices in other exchanges. The new rules are set to provide greater price determination for members and streamline trading operations.

Learn More
Notice 7 May 2025 sec, business compliance, financial regulation, investment companies, exemptions

💼SEC Notice for Virtus Fund Exemptions Impacting Investment Companies

The SEC has issued a notice regarding an application from Virtus Global Credit Opportunities Fund seeking exemptions under the Investment Company Act of 1940. This includes permission for multiple share classes and the ability to implement asset-based distribution fees, which could reshape service offerings for investment companies.

Learn More
Notice 6 May 2025 securities, options trading, financial regulation, index options, u.s. equity market

📈B500 Index Options Trading Approval

The Securities and Exchange Commission approved the Miami International Securities Exchange's proposal to list and trade options on the Bloomberg US Large Cap Price Return Index (B500 Index), enhancing investment alternatives. The options include A.M.-settled and P.M.-settled contracts, aiming to provide investors with effective hedging mechanisms while maintaining a fair market environment.

Learn More
Notice 6 May 2025 nyse, securities exchange, financial regulation, trading rules, debt securities

📈NYSE Proposes Rule Change for Trading Unlisted Debt Securities

The Securities and Exchange Commission has published a notice regarding the New York Stock Exchange's proposed amendments to Rules 1400 and 1401, aimed at enhancing the trading of unlisted debt securities on its NYSE Bonds platform. The proposed changes seek to expand trading options, improve regulatory compliance, and promote a competitive and transparent bond market.

Learn More