🤝SEC Notice on Co-Investment for Oaktree Strategic Credit Fund
The SEC issued a notice of application for an order permitting Oaktree Strategic Credit Fund and affiliated companies to engage in joint transactions for co-investing in portfolio companies, seeking regulatory relief from the Investment Company Act provisions. Interested parties can request a hearing on the matter by the specified deadline.
Learn More⚙️Proposed Exemption for Union Equipment Loans Under ERISA
This proposed exemption would permit certain loans from the International Union of Operating Engineers Local Union 627 (Local 627) to the Plan, so the Plan can purchase heavy machinery to fulfill its mission. As described below, absent an exemption, the loans would violate certain prohibited transaction provisions of the Employee Retirement Income Security Act of 1974 (ERISA).
Learn More📈Cboe BYX Introduces Fees for All Cancels Report
The Cboe BYX Exchange proposes to implement fees for its new All Cancels Report, designed to offer market participants insights into cancel behavior and messaging activity. This report will enhance data availability and analysis for businesses, supporting their trading efficacy. A monthly fee structure is proposed, with options for bundled subscriptions.
Learn More📈Nasdaq Proposes Changes to Listing Rules for de-SPAC Transactions
The SEC published a notice regarding Nasdaq's proposed amendments to initial listing requirements for de-SPAC transactions, aimed at aligning OTC trading SPACs with listed SPACs. The changes are designed to ensure consistent investor protections and improve market operations, simplifying the regulatory landscape for companies engaging in business combinations via SPACs.
Learn More📊Proposed Market Data Fees by Long-Term Stock Exchange Explained
The Securities and Exchange Commission has published a notice about the Long-Term Stock Exchange's proposed rule change to amend its fee schedule, introducing fees for proprietary market data feeds, including Depth of Book and Top of Book. This proposal is aimed at covering the costs associated with providing these services and enhancing financial transparency within the market.
Learn More💼NYSE Texas Proposes New Hardware and Managed Services
The NYSE Texas, Inc. proposed an amendment to its Connectivity Fee Schedule to incorporate hardware procurement and managed services. These changes aim to facilitate easier access to required technological resources for Users in colocation halls at the Mahwah Data Center, enhancing operational efficiency for market participants.
Learn More💰MIAX Sapphire Proposes Accommodation Payment Following Operational Error
The Securities and Exchange Commission has published notice regarding MIAX Sapphire’s proposal to amend Exchange Rule 527, offering a one-time accommodation payment to members affected by an operational error on June 3, 2025. This initiative aims to mitigate financial losses incurred by members during the incident, ensuring fair and equitable treatment within the trading environment.
Learn More📈NYSE National Proposes Changes to Connectivity Fee Schedule
The NYSE National, Inc. has filed a proposed rule change to amend its Connectivity Fee Schedule, incorporating the NYSE Texas Feed into its list of Included Data Products. This change allows users to connect to the additional data feed without incurring extra charges, ensuring that all users have equitable access to market data and maintaining transparency in service offerings.
Learn More📉SEC Notice on Investment Company Deregistration Applications
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to First Trust Exchange-Traded Fund VIII, and on June 30, 2025 made a final distribution to its shareholders based on net asset value. Expenses of $451,616.94 incurred in connection with the reorganization were paid by the applicant and the applicant's investment adviser. Filing Date: The application was filed on August 4, 2025. Applicant's Address: 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187.
Learn More📈NYSE Texas Proposes Connectivity Fee Schedule Update
NYSE Texas has proposed a rule change to amend its Connectivity Fee Schedule, allowing users to access a new proprietary market data product, "NYSE Texas Order Imbalances," without additional charges. The change aims to enhance market transparency and facilitate data connectivity for market participants engaged in trading activities.
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