Notice 2 Apr 2025 nasdaq phlx, options trading, financial regulation, floor brokers, rebates

💰Nasdaq PHLX Proposes Rule Changes Affecting Options Fees

The Nasdaq PHLX has filed a proposed rule change to amend its Pricing Schedule related to Multiply Listed Options Fees and clarify the structure of Floor Qualified Contingent Cross Rebates, highlighting how these rebates are paid to Floor Brokers and their potential impact on trading dynamics within the market.

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Notice 2 Apr 2025 market data, compliance, securities exchange, united states, fees, financial regulation

📊LTSE Proposed Market Data Fees

The Long-Term Stock Exchange, Inc. proposes a rule change to establish market data fees for its proprietary feeds, including Depth of Book and Top of Book. The new fee structure aims to equitably allocate costs among market participants without imposing undue burdens while ensuring transparency and competitiveness within the exchange industry.

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Notice 2 Apr 2025 compliance, treasury, financial regulation, blocked persons, sanctions, ofac

🚫OFAC Sanctions Action

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) based on OFAC's determination that one or more applicable legal criteria were satisfied. All property and interests in property subject to U.S. jurisdiction of these persons are blocked, and U.S. persons generally are prohibited from engaging in transactions with them.

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Notice 1 Apr 2025 securities, connectivity fees, financial regulation, long-term stock exchange, operational costs

💰LTSE Proposes New Connectivity Fees for Market Participants

The Long-Term Stock Exchange (LTSE) has filed a proposed rule change to implement new connectivity fees, impacting both its members and non-members. These fees relate to physical and logical connectivity necessary for participants to interface with the Exchange's new trading system. The rule aims to recover costs associated with providing these connectivity services.

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Notice 31 Mar 2025 compliance, exchange, securities, financial regulation, supervisory controls

📈Proposed Changes to Exchange Rule 1308 on Supervisory Controls

The Securities and Exchange Commission has published a notice regarding a proposed rule change by the Miami International Securities Exchange. The amendment to Exchange Rule 1308 seeks to update the supervision of accounts, aligning annual reporting requirements with those of FINRA and NYSE, thereby enhancing compliance flexibility for Members while maintaining oversight effectiveness.

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Notice 31 Mar 2025 compliance, information collection, treasury, financial regulation, leasing, office of the comptroller of the currency

🏢Agency Information Collection Renewal on Leasing by OCC

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Leasing."

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Notice 31 Mar 2025 connectivity, cboe, business costs, financial regulation, securities exchange commission, market fees

💵Cboe C2 Exchange Proposes Fee Increase for 10 Gb Physical Ports

The Cboe C2 Exchange has filed a proposed rule change to increase the monthly fee for 10 Gb physical ports from $7,500 to $8,500. This adjustment aims to support enhanced market technology and connectivity services, citing inflation and the need for continued improvements in performance and capacity as justifications for the increase.

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Presidential Document 28 Mar 2025 compliance, treasury, financial regulation, fraud prevention, government disbursement

💰Executive Order 14249

Executive Order 14249 aims to enhance financial integrity and operational efficiency in federal disbursements by establishing stringent controls against fraud and improper payments. It directs the Department of the Treasury to consolidate and standardize federal financial systems, ensuring transparency and accountability for taxpayer funds while mandating collaboration across government agencies.

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Notice 28 Mar 2025 federal reserve, acquisitions, business compliance, bank control, financial regulation, savings and loan

🏦Federal Reserve Notice on Bank Control Change and Acquisitions

The Federal Reserve System has issued a notice regarding applications for acquiring shares of savings and loan holding companies under the Change in Bank Control Act. Public comments are invited concerning the applications, which are subject to disclosure, emphasizing the importance of transparency and regulatory compliance in financial acquisitions.

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Notice 27 Mar 2025 regulatory compliance, federal reserve, financial regulation, bank holding companies, asset management

📄Proposed Agency Information Collection on Asset Disposal Compliance

The Board of Governors of the Federal Reserve System (Board) invites comment on a proposal to extend for three years, without revision, the Request for Extension of Time to Dispose of Assets Acquired in Satisfaction of Debts Previously Contracted (FR 4006; OMB No. 7100-0129).

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