Notice 25 Mar 2025 cboe, financial regulation, securities exchange commission, fee schedule, dedicated cores

💰Cboe BYG Exchange Proposes Fee Changes for Dedicated Cores

The Cboe BYX Exchange has proposed a rule change to amend its fee schedule, introducing tiered fees for Dedicated Cores. The change aims to enhance user options for processing power while maintaining competitiveness. Businesses can opt for dedicated cores with potential benefits in latency and performance, alongside choices to use standard shared resources.

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Notice 25 Mar 2025 compliance, trading, securities, fees, nasdaq, financial regulation, liquidity

📈Nasdaq Proposes Changes to Fee Structure and Incentives

Nasdaq announces a proposed rule change aimed at amending fee structures, introducing new fee credits, and adjusting existing requirements for trading on the Exchange. These amendments are intended to encourage liquidity and enhance market quality, ultimately fostering a competitive trading environment for participants.

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Rule 24 Mar 2025 pensions, employee benefits, financial regulation, government employees, child support, federal retirement, retirement, court-ordered payments, alimony, thift savings plan

💼New Methodology for Calculating Earnings on Court-Ordered TSP Payments

The Federal Retirement Thrift Investment Board (FRTIB) adopts as final, without changes, a proposed rule concerning the methodology used to calculate earnings and losses in connection with court-ordered payments to spouses, former spouses, children, or dependents (i.e., payees) of Thrift Savings Plan (TSP) participants.

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Notice 24 Mar 2025 sec, securities, investment, financial regulation, business development companies, barings llc

📈SEC Notice on Barings LLC's Application for Share Class Exemption

The SEC issued a notice regarding an application by Barings LLC and Barings Private Credit Corporation for an exemption under the Investment Company Act. The application seeks permission for registered closed-end investment companies to issue multiple classes of shares with varying fees, enhancing flexibility in investment structures. Interested parties can request a hearing on the matter.

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Notice 20 Mar 2025 market analysis, bitcoin, securities, financial regulation, compliance, options

📈Proposed Amendment to Position and Exercise Limits for Bitcoin Options

The Securities and Exchange Commission is considering proposed amendments to position and exercise limits for options on the iShares Bitcoin Trust ETF (IBIT). The exchange aims to increase position limits from 25,000 to 250,000 contracts to align with market demand, enhance liquidity, and improve market competitiveness for options on this ETF.

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Notice 19 Mar 2025 options trading, risk management, securities exchange, commodity-based trust shares, financial regulation

📈SEC Notice on Options Trading for Commodity-Based Trust Shares

The Securities and Exchange Commission published a notice regarding Cboe BZX Exchange's proposed rule change that allows for the listing and trading of options on Commodity-Based Trust Shares. This amendment aims to facilitate better hedging opportunities for investors and promote competitive trading environments across exchanges.

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Notice 19 Mar 2025 securities, investment companies, sec, exemptions, financial regulation

📈SEC Notice on Columbia Credit Opportunities Fund Exemptions

The notice from the Securities and Exchange Commission pertains to an application for exemptions under the Investment Company Act, allowing the Columbia Credit Income Opportunities Fund to issue multiple classes of shares and implement service fees and early withdrawal charges. Interested parties may request a hearing on the matter.

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Notice 18 Mar 2025 securities, nasdaq, financial regulation, liquidity, ipo, listing standards

📈Nasdaq Updates Initial Listing Liquidity Requirements for IPOs

The Nasdaq Stock Market's new rule requires companies listing in connection with an IPO to meet liquidity requirements solely from offering proceeds. This adjustment aims to enhance market stability and ensure adequate investor interest, while also affecting companies uplisting from the OTC market. The measures are designed to promote fair trading practices and improve overall market efficiency.

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Notice 18 Mar 2025 compliance, federal reserve, investment, bank control, financial regulation, osceola

🏦Change in Bank Control Notices Impacting Financial Acquisitions

The Federal Reserve has issued a notice regarding applications for changes in bank control involving acquisitions of shares in banks and bank holding companies. This notice details the process for public comments and highlights the factors considered in the applications, emphasizing the importance of regulatory compliance and transparency in bank ownership changes.

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Notice 18 Mar 2025 trading, securities, fees, nasdaq, financial regulation, market makers

📈Nasdaq GEMX Proposes Changes to Options Pricing Schedule

The SEC announces Nasdaq GEMX's proposed rule change to amend the "Regular Order Fees and Rebates" in its Pricing Schedule. Key modifications include the removal of certain rebates and fees, adjustments in qualifying criteria for market participants, and a focus on enhancing fee structures for various trading categories. The proposed changes are designated for immediate effectiveness and open for public comment.

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