🛑OFAC Sanctions Notice
The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the name of one or more persons that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) based on OFAC's determination that one or more applicable legal criteria were satisfied. All property and interests in property subject to U.S. jurisdiction of these persons are blocked, and U.S. persons are generally prohibited from engaging in transactions with them.
Learn More🏦National Credit Union Administration Sunshine Act Meeting Overview
The National Credit Union Administration has announced an open Sunshine Act meeting to discuss significant topics, including Artificial Intelligence and updates on the Ombudsman. The meeting takes place at their Alexandria, VA location, inviting participation from various stakeholders for insights on emerging financial and regulatory matters.
Learn More📊NCUA Proposes Revisions to Call Report Instructions
The NCUA has approved the publication of a proposal to extend for three years the NCUA Call Report (Form 5300), which is a currently approved information collection, for public comment. Revised instructions are included to improve clarity and accurate reporting. As required by the Paperwork Reduction Act of 1995, The NCUA is submitting the following extension of the currently approved information collection to the Office of Management and Budget (OMB) for renewal. The revised instructions are proposed to take effect with the September 30, 2025, report date.
Learn More💰MIAX Emerald Proposes Changes to Market Data Fees Structure
MIAX Emerald has filed a notice proposing amendments to its Fee Schedule for proprietary market data feeds. The amendments include the introduction of per User fees and Non-Display Usage fees, aimed at streamlining costs for data subscribers and aligning with industry practices. These changes could have significant implications for market participants utilizing MIAX Emerald's data services.
Learn More💰Proposed Rule Change on Market Data Fees by Miami Exchange
The Miami International Securities Exchange has proposed amendments to its fee schedule for proprietary market data feeds, introducing new categories and pricing structures. The changes aim to align fees with those of affiliated exchanges while addressing subscription handling and ensuring equitable fee allocation to various users, including Professional and Non-Professional Users.
Learn More🏦OFAC Sanctions Notice
The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) based on OFAC's determination that one or more applicable legal criteria were satisfied. All property and interests in property subject to U.S. jurisdiction of these persons are blocked, and U.S. persons are generally prohibited from engaging in transactions with them. OFAC is also publishing updates to the identifying information of 28 persons that are currently included on the SDN List. Finally, OFAC is publishing removal of 518 persons, including blocked property, from the SDN List.
Learn More🏠DOL Information Collection on Employee Benefit Plans and Mortgages
The Department of Labor (DOL) is submitting this Employee Benefits Security Administration (EBSA)-sponsored information collection request (ICR) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 (PRA). Public comments on the ICR are invited.
Learn More📈SEC Proposes Collection for Rule 18a-1 Compliance
The SEC is soliciting comments on proposed information collection under Rule 18a-1, which governs net capital requirements for stand-alone security-based swap dealers. The rule mandates risk management protocols and specifies documentation related to equity withdrawals and subordinated loans, aimed at ensuring sufficient liquidity and orderly liquidation in case of default.
Learn More💼SEC Notice on Dream Exchange Holdings, Inc. Application for Registration
The Securities and Exchange Commission published a notice regarding Dream Exchange Holdings, Inc.'s application for registration as a national securities exchange. The notice invites public comments on the proposed exchange's operational structure, which includes a technology services agreement for its trading platform. The filing reflects updates to governance provisions and aims to ensure compliance with existing securities laws.
Learn More📊Cboe EDGX Proposes Small Retail Broker Data Solutions Program
The Cboe EDGX Exchange proposes a new Small Retail Broker Hosted Solutions Program that aims to reduce fees and expand access to market data for retail brokers. By waiving distribution fees, the initiative seeks to foster broader service offerings and competitive pricing, enhancing opportunities for retail investors and smaller brokerage firms.
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