🪙MIAX PEARL's Rule Change for Goldman Sachs Gold ETF Options
MIAX PEARL, LLC has proposed a rule change to allow the listing and trading of options on the Goldman Sachs Physical Gold ETF. The change aims to modernize options offerings, reflecting current securities and enhancing trading strategies available to investors in the market. Comments on this proposal are invited from interested parties.
Learn More💰MEMX Proposes New Fee Schedule for Tape A Securities Trading
The Securities and Exchange Commission announces MEMX LLC's proposal to amend its fee schedule by introducing a new Tape A Quoting Tier. This tier will provide rebates for trades that add displayed liquidity in Tape A securities priced at $1.00 or above, aiming to enhance trading activity and member engagement.
Learn More📈Proposed Amendments for RBC and Northern Trust PTEs Explained
The Department of Labor (the Department) is proposing to extend the effective periods of PTEs 2016-10 (granted to RBC) and 2016- 11 (granted to Northern), which currently are scheduled to expire on March 4, 2025, for up to six months if RBC and Northern meet certain conditions. The proposed amendment to PTE 2016-10 is referred to herein as the RBC Proposed QPAM Amendment, and the proposed amendment to PTE 2016-11 is referred to herein as the Northern Proposed QPAM Amendment.
Learn More📈Nasdaq Proposes Trading Halt for Launch Day of Exchange-Traded Products
The Nasdaq Stock Market proposes a regulatory change allowing an optional trading halt for Exchange-Traded Products (ETPs) on their first day of trading. This mechanism aims to improve price discovery and manage volatility similar to existing IPO procedures, benefiting both issuers and investors.
Learn More🏦Federal Reserve Notices on Change in Bank Control Applications
The Federal Reserve has announced changes regarding notices under the Change in Bank Control Act, inviting public comments on proposed acquisitions of bank shares. This process is vital for ensuring transparency and compliance, with specified guidelines for stakeholder involvement and public access to application details.
Learn More📈Cboe BZX's Proposal for Multi-Class ETF Shares Listing
The Securities and Exchange Commission is considering a proposed rule change from Cboe BZX Exchange that would permit the generic listing and trading of Multi-Class ETF Shares. This change aims to streamline the process of listing such shares upon receiving exemptive relief, promoting a diverse financial market and potentially benefiting investors.
Learn More💵Cboe Exchange Announces Fee Increase for Silexx Basic Platform
The Securities and Exchange Commission has published a notice regarding Cboe Exchange, Inc.'s proposed rule change to amend the fee structure for the Legacy Silexx Basic platform. This notice seeks comments from interested parties while highlighting the immediate effectiveness of the fee increase proposal. The proposed changes aim to adjust operational financial parameters for traders using the platform.
Learn More📄IRS Proposes Extension for Information Collection on Life Insurance
The Internal Revenue Service, as part of its continuing effort to reduce paperwork and respondent burden, invites the public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995. Currently, the IRS is soliciting comments concerning Form 712, Life Insurance Statement.
Learn More🚫OFAC Sanctions Notice
The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of two individuals and one entity that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) based on OFAC's determination that one or more applicable legal criteria were satisfied. All property and interests in property subject to U.S. jurisdiction of these individuals and entity are blocked, and U.S. persons are generally prohibited from engaging in transactions with them.
Learn More🏦Change in Bank Control Notices
This notice outlines applications under the Change in Bank Control Act regarding proposed acquisitions of shares in savings and loan holding companies. It specifies how the public can comment on these applications and emphasizes the importance of transparency in the process, indicating regulatory considerations and compliance for involved businesses.
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