Notice 17 Mar 2025 compliance, trading, regulation, finance, securities, nasdaq, etf

📈Nasdaq Proposes Canary Litecoin ETF Listing

The Securities and Exchange Commission has acknowledged a proposal from Nasdaq to list and trade shares of the Canary Litecoin ETF. This notice extends the review period for the proposal, allowing the Commission additional time to consider the implications and issues raised, highlighting the ongoing regulatory landscape for financial products.

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Notice 17 Mar 2025 regulatory compliance, finance, investment, etf, cryptocurrencies, dogecoin, market trends

🪙SEC Notice on Bitwise Dogecoin ETF Trading Proposal

The SEC issued a notice regarding the proposed rule change by NYSE Arca to list and trade shares of the Bitwise Dogecoin ETF. This document solicits public comments and discusses the operations, governance, and implications of the Trust, including the mechanisms for trading and valuation.

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Notice 17 Mar 2025 regulation, finance, securities, exchange commission, commodities, cryptocurrency, cboe bzx, trust shares

📈SEC Notice on Cboe BZX Exchange’s VanEck Solana Trust Proposal

The SEC issued a notice regarding a proposed rule change by Cboe BZX Exchange for the listing and trading of the VanEck Solana Trust, a commodity-based trust. The commission has extended the review period to allow for further consideration of the proposal and associated issues. This development highlights the regulatory landscape for cryptocurrency investment vehicles.

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Notice 14 Mar 2025 exchange, regulation, finance, securities, nyse, trading fees

💰NYSE Proposes New Fees for Directed Orders Effective March 2025

The NYSE has proposed a rule change to adopt fees for Directed Orders routed to algorithms, with an effective date of March 3, 2025. This change aims to amend the Exchange's Price List and has been designated for immediate effectiveness, inviting comments from interested parties.

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Notice 13 Mar 2025 regulation, finance, securities, etf, asset management, cryptocurrency

📈Proposed Rule Change for Listing and Trading Canary HBAR ETF

The Securities and Exchange Commission has issued a notice regarding a proposed rule change to list and trade shares of the Canary HBAR ETF, as modified by Amendment No. 1. The ETF aims to provide exposure to HBAR, the native asset of the Hedera Network, through a carefully structured trading and custody arrangement. The proposal includes requirements for ongoing compliance and clarity around the fund's operational procedures and investment objectives.

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Notice 13 Mar 2025 compliance, regulation, finance, treasury, agency notice, structured finance

📑OCC Notice on Information Collection Renewal for Structured Finance

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Interagency Statement on Complex Structured Finance Transactions."

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Notice 12 Mar 2025 sec, trading, regulation, finance, nasdaq, exchange-traded products

📈SEC Extends Review Period for Nasdaq's Trading Halt Rule Proposal

The Securities and Exchange Commission has issued a notice regarding Nasdaq's proposed rule change to introduce an optional trading halt functionality for Exchange-Traded Products on their launch day. This halt is intended to mimic the trading halts employed during initial public offerings, enhancing market oversight and product launch strategies. The SEC has extended the review period to allow for thorough consideration.

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Notice 11 Mar 2025 compliance, sec, regulations, finance, securities

📄Proposed Collection Notice for Form T-3 Application by SEC

The SEC is requesting comments on the Form T-3 application, used for the qualification of indentures under the Trust Indenture Act of 1939. The notice outlines the information collection process, estimated response times, and invites stakeholders to offer input on its necessity and clarity.

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Notice 11 Mar 2025 sec, regulation, finance, securities, clearing, liquidity risk, ice clear credit

📈SEC Notice on ICE Clear Credit's Liquidity Risk Rule Change

The SEC has published a notice regarding ICE Clear Credit LLC's proposed rule change to its Liquidity Risk Management Framework, aimed at updating outdated references. This rule change is designated for immediate effectiveness, with a solicitation for public comments on its consistency with regulations governing securities exchanges and clearing agencies.

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Notice 10 Mar 2025 compliance, finance, regulatory change, cboe, securities exchange, edga

📈Cboe EDGA Proposes Rule Change on Member Rights Termination

The Cboe EDGA Exchange has proposed a rule change to amend Rule 2.8, which governs the voluntary termination of membership rights. Members must notify the Exchange before a specified deadline to formally terminate their membership at the end of the term, facilitating clear procedures for potential exits.

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