Notice 12 May 2025 regulatory compliance, finance, legal services, board meetings, line of credit

🏦Update on Legal Services Corporation's Sunshine Act Meeting

The Legal Services Corporation announced changes to its Sunshine Act meeting, closing part of the session to discuss internal activities and a resolution regarding the corporation's line of credit agreement. The meeting emphasizes transparency and governance within the organization while addressing financial matters that could impact operations and funding.

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Notice 12 May 2025 regulatory compliance, finance, community banks, digitalization, technology adoption

💻OCC's Request for Information on Community Bank Digitalization

To build on its understanding, OCC is issuing a request for information (RFI) on community bank engagement with digitalization. The RFI solicits comment on the key challenges and barriers faced by community banks in the adoption and implementation of digital banking solutions.

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Notice 9 May 2025 regulatory compliance, finance, securities, nyse, auctions

📈NYSE Arca Proposes Rule Change on Indicative Match Price

The NYSE Arca has filed a proposed rule change to amend Rule 7.35-E regarding the Indicative Match Price used in auctions. This change aims to clarify existing rules and restore definitions inadvertently omitted during previous amendments, thus enhancing the transparency and efficiency of trading practices on the exchange.

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Notice 9 May 2025 regulatory, finance, securities, investment, business development, co-investing

📈SEC Notice on Co-Investing for Private Credit Funds

This document details an SEC notice regarding the application for an order under the Investment Company Act, allowing select business development companies and investment firms to co-invest in portfolio companies. The notice outlines application details, potential hearings, and further contact information related to the request.

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Notice 8 May 2025 compliance, regulation, finance, fcc, legal-entity-identifier, business-operations

📊SEC Proposal on Legal Entity Identifier Requirements for Financial Firms

The SEC has issued a notice regarding a proposed rule change by the Fixed Income Clearing Corporation (FICC) to amend requirements related to the Legal Entity Identifier (LEI). The rule aims to streamline data collection and improve operational processes for member institutions by mandating the provision and maintenance of LEIs across relevant participants, enhancing risk management, and ensuring compliance.

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Notice 8 May 2025 regulations, finance, federal reserve, acquisitions, investment, mergers, bank holding company

🏦Federal Reserve Notice on Bank Holding Company Activities

The Federal Reserve System has published a notice regarding applications for the formation, acquisition, and merger of bank holding companies. It outlines the necessary approvals under the Bank Holding Company Act and provides details on how the public can provide comments on these applications. The notice also emphasizes transparency by stating public disclosure of received comments.

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Notice 7 May 2025 sec, regulation, finance, securities, risk management, icc

📈ICC Proposes Changes to Risk Management and Margin Policies

The SEC approved ICC's proposed rule changes to its Risk Parameter Setting and Review Policy, enhancing its risk management framework. The updates include daily adjustments to risk parameters and improved documentation methods, aiming to mitigate procyclicality and ensure timely responses to market conditions. These changes are designed to bolster the robustness of clearing operations and safeguard financial stability.

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Notice 7 May 2025 compliance, finance, securities, investment, reporting, treasury, foreign-investment

📈Mandatory Reporting for Foreign-Resident Holdings of U.S. Securities

By this Notice the Department of the Treasury is informing the public that it is conducting a mandatory survey of foreign-residents' holdings of U.S. securities, including selected money market instruments, as of June 30, 2025. This mandatory survey is conducted under the authority of the International Investment and Trade in Services Survey Act. This Notice constitutes legal notification to all United States persons (defined below) who meet the reporting requirements set forth in this Notice that they must respond to, and comply with, this survey. Additional copies of the reporting forms SHLA (2025) and instructions may be printed from the internet at: https:// home.treasury.gov/data/treasury-international-capital-tic-system-home- page/tic-forms-instructions/forms-shl.

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Notice 6 May 2025 compliance, regulation, finance, government, housing, environmental quality

🏡HUD's Proposed Information Collection on Environmental Quality

HUD is seeking approval from the Office of Management and Budget (OMB) for the information collection described below. In accordance with the Paperwork Reduction Act, HUD is requesting comments from all interested parties on the proposed collection of information. The purpose of this notice is to allow for 30 days of public comment.

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Notice 6 May 2025 compliance, regulations, finance, health, consumer debt

💰Notice of Interest Rate on Overdue Debts - HHS Regulations

This notice from the Department of Health and Human Services details the annual interest rates applied to overdue debts in health programs. The interest rates are determined by the Secretary of the Treasury and published quarterly, impacting the financial obligations of affected entities.

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