📈Combined Notice of Filings for Energy Company Acquisitions
The Federal Energy Regulatory Commission has published a notice regarding multiple accounting requests for proposed journal entries related to the acquisitions of energy companies by DTM Interstate Transportation, LLC. Business owners and executives are encouraged to review these filings and engage in the comment process if applicable.
Learn More📈NYSE Proposes Rule Change for Affiliate Name Update
The New York Stock Exchange is filing a proposed rule change to conform its rules to reflect the name change of its affiliate from NYSE Chicago, Inc. to NYSE Texas, Inc. The changes are non-substantive and aim to enhance clarity and transparency in trading rules, simplifying compliance for market participants.
Learn More📈NSCC Proposed Changes to Intraday Margin Collection Rules
The SEC has published a notice regarding a proposed rule change by the NSCC aimed at enhancing the collection of intraday margin. The amendments seek to establish new requirements for monitoring intraday exposures and revising margin call processes, improving transparency and compliance measures under existing clearing agency standards.
Learn More🏦SEC Notice on Exemption Application for Connetic Venture Fund
The SEC has issued a notice regarding Connetic Venture Capital Access Fund's application for exemptions under the Investment Company Act. The applicants seek permission to issue multiple classes of shares, apply early withdrawal charges, and implement asset-based fees. Interested parties may request a hearing on the application by contacting the SEC.
Learn More📈SEC Notice on Investment Company Exemption for Multiple Share Classes
This SEC notice addresses an application under the Investment Company Act for HPS Corporate Lending Fund and affiliates seeking an exemption to issue various classes of shares. It outlines potential hearing processes and relevant contacts while providing a framework for how regulated entities may adjust their share issuance practices.
Learn More💼SEC Notice for Joint Transactions in Investment Companies
The SEC announces a notice regarding an application from New Mountain Capital and affiliates to allow specific co-investments among business development and management investment companies, streamlining terms compared to previous orders. Interested parties may request a hearing regarding the application.
Learn More💹SEC Notice
The Securities and Exchange Commission (SEC) has issued a notice regarding the proposed rule change by the Miami International Securities Exchange to allow options trading on the VanEck Bitcoin Trust. This rule amendment is intended to enhance market access for investors looking to gain exposure to Bitcoin, providing them with new tools for hedging and trading while adhering to regulatory standards.
Learn More🏦Change in Bank Control
The Federal Reserve System has issued a notice regarding applications for acquiring shares of a bank or bank holding company under the Change in Bank Control Act. It emphasizes public disclosure of applications and invites public comments on acquisition standards, ensuring transparency in the regulatory process.
Learn More🏥New VA Application Process for Extended Care Services
In compliance with the Paperwork Reduction Act (PRA) of 1995, this notice announces that the Veterans Health Administration (VHA), Department of Veterans Affairs (VA), will submit the collection of information abstracted below to the Office of Management and Budget (OMB) for review and comment. The PRA submission describes the nature of the information collection and its expected cost and burden, and it includes the actual data collection instrument.
Learn More📈Updates on SEC Rule 12d3-1
The Securities and Exchange Commission is proposing a collection of information regarding Rule 12d3-1 under the Investment Company Act of 1940. This rule allows funds to invest a small percentage of their assets in securities from businesses involved in securities-related activities, while requiring amendments to subadvisory contracts to avoid conflicts of interest, enhancing operational transparency and compliance requirements.
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