🏦Change in Bank Control Notices
The Federal Reserve is accepting applications for changes in bank control under the Change in Bank Control Act. Interested parties can publicly comment on applications for acquiring shares of banks and bank holding companies, emphasizing the importance of transparency and compliance in financial dealings within the banking sector.
Learn More🚫High Street Capital IV SBIC License Surrender Notice from SBA
The Small Business Administration has declared the license of High Street Capital IV SBIC, L.P. null and void, as sanctioned under the Small Business Investment Act of 1958. This regulatory action signifies the end of the company's operation as an SBIC, affecting its ability to provide financial assistance to small businesses.
Learn More🏛️SEC Notice on Consolidated Tape Association Amendment Filing
The SEC has published a notice regarding the immediate effectiveness of amendments to the Consolidated Tape Association and Consolidated Quotation Plans. These amendments primarily involve name changes for certain exchanges and aim to streamline regulatory compliance. Interested parties are invited to comment on the proposed changes, which reflect administrative updates essential for accurate market representation.
Learn More⚡Combined Notice of Natural Gas Pipeline Filings and Implications
The Department of Energy's Federal Energy Regulatory Commission has issued a Combined Notice of Filings regarding natural gas pipeline rate and refund reports, inviting public participation in regulatory proceedings. Key details include filing descriptions, deadlines for comments, and the avenues for public engagement through intervention or protest in specific dockets.
Learn More📈SEC Announces Extended Review of Osprey Bitcoin Trust Listing
The SEC has announced an extension for reviewing the proposed rule change to list and trade shares of the Osprey Bitcoin Trust, providing additional time for consideration of regulatory and market implications associated with cryptocurrency investment strategies. The decision will affect how businesses engage with commodity-based trust shares in the evolving financial landscape.
Learn More💰Cboe EDGX Exchange Fee Schedule Proposed Rule Change Overview
Cboe EDGX Exchange proposes a revision to its Fee Schedule for Add/Remove Volume Tiers, which may affect market participants’ trading strategies. The changes include adjustments in volume criteria for rebates, intended to enhance market liquidity and competitiveness, reflecting the highly competitive nature of equity exchanges.
Learn More📈SEC Notice
The SEC issued a notice regarding an application under the Investment Company Act for an exemption allowing certain registered closed-end investment companies to issue multiple classes of shares. This includes permission for imposing asset-based distribution fees and early withdrawal charges, highlighting regulatory adjustments in the investment landscape. Interested parties may request a hearing on the application.
Learn More⚡Notice of Electric Rate Filings from the Department of Energy
The Department of Energy presents a Combined Notice of Filings, detailing multiple electric rate compliance filings from various applicants, including Tampa Electric Company, Puget Sound Energy, and more, along with specific comment deadlines and filing requirements for public participation in the proceedings.
Learn More📈SEC Notice on ICE Clear Credit CDS Contracts Rule Change
The SEC is soliciting comments on ICE Clear Credit LLC's proposed rule change to allow clearance of additional Standard Emerging Market Sovereign CDS contracts. This amendment, expected to enhance market efficiency, includes the Republic of Côte d'Ivoire in the list of eligible reference entities for clearing, promoting better risk management in CDS transactions.
Learn More🏦NYSE Arca Proposes Rule Change for NYSE Texas Name Update
The NYSE Arca has filed a notice to reflect the name change of "NYSE Chicago, Inc." to "NYSE Texas, Inc." in its rules. The proposed changes are conforming and non-substantive, aiming to enhance clarity and transparency within the exchange's operational framework. This adjustment ensures compliance with regulatory standards and minimizes confusion among market participants.
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