Notice 3 Feb 2025 compliance, exchange, regulation, securities, enforcement, commission, legal

📜SEC Sunshine Act Meetings

The Securities and Exchange Commission announces a closed meeting to discuss various legal proceedings, including litigation claims and regulatory matters. The meeting is not open to the public, and the agenda may impact businesses significantly, particularly concerning compliance and enforcement of regulations.

Learn More
Compliance, Financial Impact 31 Jan 2025 exchange, regulation, market participants, fee schedule, miami
Compliance, Financial Impact 31 Jan 2025 compliance, exchange, securities, fees, rule change, testing systems
Regulatory Change, Compliance 21 Jan 2025 compliance, exchange, securities, regulatory change, cboe, fee schedule, edgx
Regulatory Compliance, Financial Impact 16 Jan 2025 fees, securities, exchange, cat costs, trading, miami, regulatory compliance
Compliance, Financial Regulation 10 Jan 2025 exchange, regulation, securities, business costs, nasdaq, port fees
Regulatory Compliance, Financial Implications 10 Jan 2025 exchange, regulation, securities, financial services, fees, long-term stock exchange