Notice 25 Feb 2025 financial services, fees, securities, regulation, exchange, cboe

💵Cboe's Proposed Fee Changes for Timestamping Service Reports

The Securities and Exchange Commission published a notice regarding Cboe Exchange's proposed rule change to amend its fee schedule. This amendment aims to adopt fees for Cboe Timestamping Service reports, which could have significant implications for businesses using these services. The proposed changes have been designated for immediate effectiveness, allowing for public commentary within a specified period.

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Notice 21 Feb 2025 exchange, regulatory changes, finance, securities, investment, options trading

📈SEC Notice on Options Trading for Goldman Sachs Physical Gold ETF

The Securities and Exchange Commission (SEC) published a notice regarding a proposed rule change from the Miami International Securities Exchange to amend Exchange Rule 402. This change facilitates the listing and trading of options on the Goldman Sachs Physical Gold ETF and updates the names of certain trusts. The exchange has requested immediate effectiveness of this rule change to benefit trade efficiency.

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Notice 19 Feb 2025 exchange, securities, investment, financial regulation, multi-class etfs

📈Cboe BZX's Proposal for Multi-Class ETF Shares Listing

The Securities and Exchange Commission is considering a proposed rule change from Cboe BZX Exchange that would permit the generic listing and trading of Multi-Class ETF Shares. This change aims to streamline the process of listing such shares upon receiving exemptive relief, promoting a diverse financial market and potentially benefiting investors.

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Notice 19 Feb 2025 exchange, regulations, securities, financial services, fees, nasdaq, options trading, rebates

💰Proposed Rule Change Affecting Options Fees and Rebates

The SEC has published a notice regarding a proposed rule change by Nasdaq PHLX LLC to amend its pricing schedule for options trading. This includes new fees and rebates related to executing trades in SPY options and stock-option orders, aiming to enhance market efficiencies and participant engagement. Comments on the proposed changes are invited from interested parties.

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Notice 18 Feb 2025 compliance, exchange, regulation, securities, etf, solana, cryptocurrencies

🪙Bitwise Solana ETF

The SEC has published a notice regarding the proposed rule change to list and trade shares of the Bitwise Solana ETF under BZX Rule 14.11(e)(4), addressing regulatory compliance and investor protection issues associated with cryptocurrency trading on national exchanges. This development highlights the evolving landscape of digital asset regulation and market access.

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Notice 18 Feb 2025 compliance, trading, exchange, regulation, finance, securities

📈SEC Reviews NYSE Arca's Proposed Selective Midpoint Order Change

The Securities and Exchange Commission issued a notice regarding NYSE Arca's proposed rule change to amend its trading practices with the introduction of the Selective Midpoint Order. This change, currently under review, aims to enhance trading efficiency and market structure, and public comments are being collected for consideration.

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Notice 12 Feb 2025 securities, options trading, trading floor, exchange, miami, fines, regulatory changes, compliance

⚖️MIAX Sapphire Proposes New Fines for Minor Regulatory Violations

MIAX Sapphire is seeking to implement amendments to Exchange Rule 1014 concerning the imposition of fines for minor rule violations on its Trading Floor. The proposed changes underscore the need for compliance with updated trading conduct rules while promoting orderly market operations within the exchange framework.

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Notice 7 Feb 2025 exchange, securities, fees, compliance, trading, regulation

💰Cboe BZX Exchange Proposes Rule Change to Fee Schedule

The Securities and Exchange Commission has published a notice regarding Cboe BZX Exchange's proposed rule change, which includes amendments to its fee schedule for Dedicated Cores. This change aims for immediate effectiveness, and the exchange seeks comments on the proposal from interested persons, furthering regulatory compliance in the trading sector.

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Notice 3 Feb 2025 market data, compliance, exchange, regulation, securities, iex

📈SEC Notice on Market Data Definition Change by IEX

The Securities and Exchange Commission has issued a notice regarding a proposed rule change by Investors Exchange LLC to redefine “Real-Time” and “Delayed” in relation to its proprietary market data. This change will differentiate Delayed IEX data from Real-Time IEX data by a 15-minute interval instead of the previous 15 milliseconds, providing subscribers a chance to adapt their data needs accordingly.

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Notice 3 Feb 2025 compliance, exchange, regulation, securities, enforcement, commission, legal

📜SEC Sunshine Act Meetings

The Securities and Exchange Commission announces a closed meeting to discuss various legal proceedings, including litigation claims and regulatory matters. The meeting is not open to the public, and the agenda may impact businesses significantly, particularly concerning compliance and enforcement of regulations.

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