Notice 11 Apr 2025 securities, regulation, market makers, exchange, trading fees, liquidity

💹Proposed Changes to NYSE American Fees May Impact Trading Strategies

The NYSE American LLC has filed a notice regarding proposed amendments to transaction fees and credits for Electronic Designated Market Makers. These changes aim to enhance liquidity and competitiveness in the market, responding to the evolving trading landscape and investor needs. The proposal includes introducing a new higher credit option for eDMMs to incentivize increased liquidity provision.

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Notice 8 Apr 2025 nyse, securities, exchange, financial regulation, trading fees, institutional brokers

📊NYSE Texas Amends Fee Schedule to Boost Trading Incentives

The NYSE Texas proposes a rule change to amend its Fee Schedule, increasing Transaction Fee Credits and Clearing Submission Fee Credits to incentivize enhanced trading and clearing activities. This effort responds to the competitive market landscape and aims to attract order flow to the Exchange, promoting market participation and liquidity.

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Notice 7 Apr 2025 compliance, trading, exchange, regulation, securities, financial services, risk management

⚖️NYSE Proposes Rule Change for Pre-Trade Risk Controls on Trading

The Securities and Exchange Commission has announced a proposed amendment by the New York Stock Exchange to modify the pre-trade risk controls accessible to Floor brokers. The adjustment aims to streamline the process, allowing only member organizations to set specific controls, reinforcing their compliance and risk management responsibilities.

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Notice 31 Mar 2025 compliance, exchange, securities, financial regulation, supervisory controls

📈Proposed Changes to Exchange Rule 1308 on Supervisory Controls

The Securities and Exchange Commission has published a notice regarding a proposed rule change by the Miami International Securities Exchange. The amendment to Exchange Rule 1308 seeks to update the supervision of accounts, aligning annual reporting requirements with those of FINRA and NYSE, thereby enhancing compliance flexibility for Members while maintaining oversight effectiveness.

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Notice 31 Mar 2025 exchange, regulation, securities, connectivity, cboe, fees, edgx, physical_ports

💰Cboe EDGX Increases Monthly Fees for 10 Gb Physical Ports

The Cboe EDGX Exchange has announced a proposal to increase the monthly fee for 10 Gb physical ports from $7,500 to $8,500. This change aims to support technological advancements and maintain service quality while aligning with industry standards. The proposed increase follows a period without adjustments since 2018 and is anticipated to affect market participants significantly.

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Notice 20 Mar 2025 enhanced rpi order, cboe, retail investors, securities, price improvement, regulatory compliance, exchange

📈Cboe BYX Exchange's Enhanced RPI Order Proposal

The Cboe BYX Exchange proposes an Enhanced Retail Price Improvement Order to enhance its Retail Price Improvement program, allowing for greater price improvement for retail investors and expanding the program to include securities priced below $1.00. This aims to attract more retail orders and improve execution pricing.

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Notice 19 Mar 2025 securities, exchange, solana, regulatory, etf, cryptocurrency

📈SEC Notice on Franklin Solana ETF Proposed Rule Change

The SEC published a notice regarding the proposed rule change from Cboe BZX Exchange, Inc. to list and trade shares of the Franklin Solana ETF, a commodity-based trust, allowing for investment opportunities in digital assets and addressing regulatory compliance related to cryptocurrency market dynamics.

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Notice 18 Mar 2025 compliance, exchange, regulation, securities, market participants, fees, testing systems

💰MIAX Sapphire Proposes New Fees for Testing Systems Access

The SEC published a notice regarding MIAX Sapphire's proposed rule change to amend its fee schedule. This includes the introduction of fees for dedicated cross connection access to the Exchange's testing systems environment, aimed at market participants. The notice seeks public comments on the implications of this fee structure.

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Notice 18 Mar 2025 compliance, trading, exchange, regulatory, finance, fees, options, miami

💰MIAX Pearl Proposes New Fees for Trading System Access

MIAX Pearl, LLC has filed a proposed rule change to amend its fee schedule, establishing a new fee for market participants that opt for dedicated cross connection access to the testing systems environment. This change is designated for immediate effectiveness, and public comments are invited regarding its consistency with the Securities Exchange Act.

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Notice 18 Mar 2025 compliance, trading, exchange, regulation, finance, securities, nyse chicago, etps

📈Proposed Rule Change for ETPs by NYSE Chicago Inc.

The Securities and Exchange Commission publishes a notice regarding the proposed rule change by NYSE Chicago Inc. to amend its trading and listing rules for Exchange-Traded Products (ETPs). This includes adaptations aligning with NYSE Arca's guidelines and aims to enhance market accessibility, clarity, and compliance within the exchange's operational framework.

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