Notice
11 Feb 2025
nasdaq, self-regulatory organizations, regulatory fees, options trading, securities and exchange commission
📉Nasdaq ISE Delays Options Regulatory Fee Implementation
Nasdaq ISE, LLC has proposed to delay the implementation of a new Options Regulatory Fee and its methodology until June 1, 2025. This notice, filed with the SEC, is aimed at soliciting comments from interested parties regarding the change. The initial proposal highlighted in this notice was intended to establish a new regulatory fee framework for options trading.
Learn More
Notice
7 Feb 2025
long-term stock exchange, regulatory change, fee schedule, connectivity fees, securities and exchange commission
💰Proposed Rule Change for Long-Term Stock Exchange Fee Schedule
The Securities and Exchange Commission published a notice regarding a proposed rule change by Long-Term Stock Exchange, Inc. to amend its Fee Schedule, establishing new connectivity fees for cross-connects. This proposal aims to implement these fees effectively from January 23, 2025, and invites public comments on the matter.
Learn More
Compliance, Financial Regulation
30 Jan 2025
compliance, investment company act, securities and exchange commission, financial regulation, rule 12b-1
Compliance, Governance
29 Jan 2025
by-law amendments, securities and exchange commission, compensation committee, regulatory oversight, miami international holdings
Regulatory Compliance, Financial Obligations
16 Jan 2025
consolidated audit trail, securities and exchange commission, miami international securities exchange, industry members, fee schedule
Regulatory Compliance, Financial
16 Jan 2025
co-investment, regulation, securities and exchange commission, investment, business development companies
Regulatory Compliance, Financial Reporting
10 Jan 2025
regulatory compliance, securities and exchange commission, business implications, late filing notification, form 12b-25
Financial Assistance, Compliance Requirements
8 Jan 2025
regulatory compliance, securities and exchange commission, fee discount, miami international securities exchange
Regulatory Compliance, Financial Implications
8 Jan 2025
cboe, securities and exchange commission, financial regulation, purge ports, fee increase