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Regulatory Compliance, Financial 16 Jan 2025 co-investment, regulation, securities and exchange commission, investment, business development companies

📈SEC Notice on Co-Investment Order for Investment Companies

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Regulatory Compliance, Financial Obligations 16 Jan 2025 consolidated audit trail, securities and exchange commission, miami international securities exchange, industry members, fee schedule

💼SEC Notice on Proposed Fee Changes for Industry Members 2025

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Regulatory Compliance, Financial Reporting 10 Jan 2025 regulatory compliance, securities and exchange commission, business implications, late filing notification, form 12b-25

📄SEC Notice on Form 12b-25

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Financial Assistance, Compliance Requirements 8 Jan 2025 regulatory compliance, securities and exchange commission, fee discount, miami international securities exchange

💰Proposed Fee Discount Program for Open-Close Report by MIAX

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Regulatory Compliance, Financial Implications 8 Jan 2025 cboe, securities and exchange commission, financial regulation, purge ports, fee increase

💰Cboe Exchange Proposed Rule Change

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