Notice 13 Jun 2025 compliance, securities, risk management, nasdaq, clearing members

⚖️Nasdaq Proposes Rule Change on Participant Risk Settings

The Securities and Exchange Commission published a notice regarding Nasdaq's proposed amendment to allow participants to allocate responsibility for risk settings to their clearing members. This change aims to enhance risk management, promote equitable trade practices, and bolster compliance with applicable regulations. Interested parties are invited to comment on the proposal.

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Notice 10 Jun 2025 compliance, exchange, regulation, securities, investment, nasdaq, etf, digital assets

📈Proposed Rule for 21Shares SUI ETF Listing on Nasdaq

The Securities and Exchange Commission is seeking comments on a proposed rule change by Nasdaq to list and trade shares of the 21Shares SUI ETF. This passive investment vehicle aims to track the performance of SUI tokens through a regulated exchange, offering investors an indirect access point to digital assets and the Sui Network.

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Notice 10 Jun 2025 securities, nasdaq, financial regulation, cryptocurrency, digital assets, investment interests

📈Nasdaq Proposed Rule 5712

The SEC is reviewing a Nasdaq proposal to create new rules for listing and trading commodity- and digital asset-based investment interests. This initiative aims to expand investment opportunities in cryptocurrencies and related assets, subject to regulatory scrutiny to ensure investor protection and market integrity.

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Notice 9 Jun 2025 securities exchange, nasdaq, financial regulation, data centers, co-location, cabinet space

🖥️Nasdaq Ends Cabinet Proximity Option Program

The Nasdaq Stock Market LLC has announced the termination of its Cabinet Proximity Option program, allowing customers to reserve cabinet space near existing equipment. This decision aims to enhance the management of data center capacity during ongoing expansions and streamline immediate order placements, ultimately impacting firms that utilize these services for co-location.

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Notice 4 Jun 2025 regulation, investment, nasdaq, options trading, financial markets, etf, cryptocurrency

📈Proposed Rule Change for Options Trading on Hashdex ETF

The Securities and Exchange Commission announces a proposed rule change that would allow the Nasdaq ISE to list and trade options on the Hashdex Nasdaq Crypto Index US ETF. The change aims to provide investors with additional investment tools and is drafted to ensure compliance with existing market regulations while addressing potential manipulative behaviors in trading.

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Notice 3 Jun 2025 sec, financial regulations, nasdaq, transaction fees, liquidity incentives, equity markets, financial trading

📈Nasdaq Proposes Major Amendments on Trading Fees and Incentives

The Nasdaq Stock Market has filed a proposed rule change that involves amendments to transaction fees and credits aimed at enhancing liquidity and attracting more trading participation. Key changes include fee reductions and the introduction of new credits for member firms, promoting a more competitive trading environment while addressing previously outdated fee structures.

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Notice 3 Jun 2025 securities, investment, financial services, nasdaq, exchange commission, commodities

📈Nasdaq Rule Change Notice for Grayscale Avalanche Trust Shares

The Securities and Exchange Commission issued a notice regarding the Nasdaq's proposed rule change to list and trade shares of the Grayscale Avalanche Trust (AVAX). This notice indicates an extended period for Commission action, allowing for further consideration of the implications surrounding the trading of these commodity-based trust shares.

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Notice 29 May 2025 nasdaq, financial services, options trading, regulatory fees, business compliance

💰Nasdaq MRX Proposes Changes to Options Regulatory Fee Structure

Nasdaq MRX plans to amend its Options Regulatory Fee structure to enhance revenue collection from member firms for options transactions. Effective January 2, 2026, the ORF will increase, affecting transaction costs for various market participants, with an intent to better align regulatory fees with actual regulatory costs incurred by the exchange.

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Notice 29 May 2025 etf, sec, nasdaq, regulation, financial services, investment, cryptocurrency

💰Nasdaq Proposal for CoinShares Litecoin ETF

The Securities and Exchange Commission has initiated proceedings to determine the approval of the proposed rule change allowing the listing of CoinShares Litecoin ETF shares on the Nasdaq Stock Market. The proposal aims to reflect Litecoin's market performance while addressing regulatory concerns around investor protection and market manipulation, inviting public commentary.

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Notice 29 May 2025 sec, etf, nasdaq, regulation, investment, xrp, cryptocurrency

📈SEC Proceedings on CoinShares XRP ETF Listing and Trade Approval

The Securities and Exchange Commission initiates proceedings to consider the approval of a proposed rule change by Nasdaq to list and trade shares of the CoinShares XRP ETF. This proceeding addresses the implications and concerns related to the cryptocurrency market, particularly focusing on the use of XRP and the necessary compliance with securities regulations.

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