Notice 4 Feb 2025 compliance, regulation, securities, financial services, nasdaq, exchange commission, etf, crypto

📈SEC Publishes Proposed Rule Change for Hashdex NFT ETF

The SEC has published a notice regarding a proposed rule change from Nasdaq, focusing on service providers and basket size for the Hashdex Nasdaq Crypto Index US ETF. This change aims to streamline compliance with the Trust's registration statement while maintaining listing requirements under Nasdaq Rule 5711(d). Interested parties are invited to comment on the proposed changes.

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Notice 4 Feb 2025 sec, trading, regulations, nasdaq, etf, cryptocurrency, litecoin

🪙SEC Notice on Listing of Canary Litecoin ETF Shares

This document outlines the SEC's notice regarding the proposed rule change to list and trade shares of the Canary Litecoin ETF by The Nasdaq Stock Market LLC. It specifies regulatory compliance measures, the Trust's operational framework, and the surveillance mechanisms to monitor trading activities, ensuring transparency and fraud prevention.

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Notice 4 Feb 2025 trading, regulatory compliance, securities, financial services, nasdaq, eligible switch

📈Nasdaq's Rule Change Enhances Services for Eligible Switches

The Securities and Exchange Commission approved Nasdaq's proposed rule change to enhance its package of complimentary services for companies switching their listings, expanding the eligibility criteria beyond the New York Stock Exchange. This initiative aims to streamline services and bolster competition among national securities exchanges, ensuring companies receive valuable tools during their transition.

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Notice 3 Feb 2025 compliance, trading, regulation, securities, nasdaq, self-regulatory organizations

💼Nasdaq PHLX Proposes New FIX Drop Port and Associated Fees

The Nasdaq PHLX LLC has filed a proposed rule change to adopt a new FIX Drop Port similar to those on other Nasdaq platforms, alongside related fees. The change is designated for immediate effectiveness and invites public comments to assess its consistency with the Securities Exchange Act. Stakeholders are encouraged to review and engage with the proposed changes, which may affect trading strategies.

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Regulatory Requirements, Financial Markets 31 Jan 2025 compliance, sec, nasdaq, trading regulations, flex options
Compliance, Regulatory Requirements 30 Jan 2025 compliance, regulation, securities, financial services, nasdaq, board diversity
Financial Regulation, Business Compliance 28 Jan 2025 nasdaq, fees, co-location services, financial regulation, phlx, sec
Compliance, Financial Regulation 28 Jan 2025 nasdaq, fees, securities, gemx, regulation, co-location services, compliance
Regulatory Compliance, Financial Implications 28 Jan 2025 nasdaq, regulation, securities, fees, business impact, co-location services
Compliance, Financial Impact, Regulatory Changes 28 Jan 2025 nasdaq, fees, securities, regulation, co-location services