📈NSCC Proposes Rule Change to Amend CNS Fails Charge
The SEC published a notice regarding the NSCC's proposed amendments to the CNS Fails Charge, aiming to modify how margin charges are assessed on short and long positions that do not settle. Key changes include discontinuing charges on long positions and introducing percentage rates based on the duration of outstanding fails.
Learn More💰IEX Proposes Fee Increase for Order Entry Ports
The SEC has published a notice regarding IEX's proposed rule to modify its fee schedule, specifically addressing the fees for logical order entry ports. The changes involve an increase in monthly fees and a reduction in the number of free ports available to members, effective October 1, 2025, subject to SEC approval.
Learn More📊SEC Proposes Amendment to Customer Data Regulations in Audit Trail
The SEC is considering an amendment to the National Market System Plan to modify the customer and account information requirements within the Consolidated Audit Trail. This proposed change aims to streamline data handling while ensuring compliance with existing regulations. The commission has extended the review period for further evaluation of public comments and implications of the amendment.
Learn More📈SEC Rule 15c3-5 Compliance Requirements for Brokers
The SEC is seeking an extension for information collection under Rule 15c3-5, which mandates brokers to implement and document risk management controls and procedures. This includes annual certifications from executives, comprehensive documentation, and regular reviews to manage the financial risks of trading activities effectively. Compliance with this rule is essential for broker-dealers accessing exchanges or alternative trading systems.
Learn More⏱️NYSE Texas Proposes Rule Change on Timestamp Granularity Compliance
The NYSE Texas proposes amendments to its Compliance Rule 6.6800 Series to align with the SEC's 2025 Timestamp Granularity Exemption. This change extends the timeframe for compliance related to timestamp reporting from April 2025 to April 2030, affecting how industry members report data to the Consolidated Audit Trail. The proposal highlights the importance of maintaining exact timestamp granularity in the financial reporting process.
Learn More📈SEC Approves Regulatory Responsibility Amendment for Insider Trading
The SEC has approved an amendment to the plan for allocating regulatory responsibilities among various trading organizations, aimed at enhancing efficiencies in surveillance, investigation, and enforcement of insider trading rules. This amendment adds Green Impact Exchange, LLC as a participant and aims to minimize regulatory duplication, fostering a more streamlined approach for compliance across organizations.
Learn More⏳SEC Publishes NYSE Rule Change on Timestamp Granularity Exemption
The SEC has published a notice concerning a proposed rule change by NYSE National, aiming to amend Rule 6.6800 Series to align with the 2025 Timestamp Granularity Exemption. The amendment extends the exemption period, ensuring compliance for industry members with precise timestamp reporting to the Central Repository, facilitating regulatory oversight of market data.
Learn More📈SEC Grants Exemption to NYSE Texas for Rule Changes
The SEC has granted NYSE Texas an exemption from certain rule filing requirements under the Exchange Act, allowing it to incorporate rules from NYSE Arca by reference. This move is aimed at enhancing operational efficiency and maintaining consistency between the exchanges' rules without duplicative filings.
Learn More📊New One-Minute Open-Close Report Offers Enhanced Trading Insights
The Securities and Exchange Commission has approved MIAX Emerald's proposed rule change to introduce a One-Minute Interval Intra-Day Open-Close Report. This new report, aimed at providing enhanced trading data, targets various market participants and is designed to improve trading decision-making through more frequent data updates, responding to evolving market needs.
Learn More🏥HUD Announces Sale of Healthcare Mortgage Loans for Bid 2026-1
HUD is announcing the competitive, sealed bid sale of eight unsubsidized healthcare mortgage loans, without Federal Housing Administration (FHA) insurance. This sale, referred to as HLS 2026-1, is scheduled to occur on or about October 22, 2025. This notice also describes generally the bidding process for the sale and certain persons who are ineligible to bid.
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