Notice 23 Sep 2025 municipal advisory, corporate governance, financial services, regulatory compliance, sec

📉SEC Plans to Cancel Municipal Advisor Registration for Melio & Company

The SEC announces its intention to cancel the registration of Melio & Company, LLC as a municipal advisor due to failure to meet ongoing reporting and registration requirements. Interested parties may request a hearing before cancellation is finalized. This highlights the importance of compliance with SEC regulations for municipal advisors.

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Notice 23 Sep 2025 market data fees, financial services, trading platforms, regulatory compliance, cboe exchange

💰Cboe Exchange Removes Fees for Legacy Silexx Platform

The Cboe Exchange, Inc. has filed a notice to remove fees associated with the Legacy Silexx platform and related waiver provisions. This change follows the completion of user migration to new Cboe platforms, aiming for clearer fee structures and greater convenience for market participants in trading operations.

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Notice 23 Sep 2025 financial services, bank control, compliance, regulation, acquisitions, federal reserve

🏦Change in Bank Control Notices

The Federal Reserve System's notice details applications under the Change in Bank Control Act for acquiring shares of banks or holding companies. It informs stakeholders about the evaluation process for such acquisitions, encourages public comments, and provides contact information for inquiries related to the applications.

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Notice 23 Sep 2025 financial services, compliance, regulation, ficc, default management, securities

📈FICC Proposed Rule Changes on Default Management and Porting

The Securities and Exchange Commission published a notice regarding the FICC's proposed amendment to enhance its default management rules. The changes aim to clarify the management of government securities and improve operational efficiency for indirect participants, including mechanisms for liquidation of transactions amid defaults. Comments and further evaluations are invited from stakeholders in the financial industry.

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Notice 23 Sep 2025 market makers, financial services, compliance, options trading, securities regulation

📈New Options Trading Rules Approved by SEC for IEX

The SEC has approved Investors Exchange LLC's proposed rules for a new options trading system, IEX Options, which aims to create a fully automated trading environment. This includes measures such as an Options Risk Parameter to help protect market makers from excessive risks and an access delay for more accurate market insights.

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Notice 22 Sep 2025 cryptocurrency, financial services, small business, corporate governance, regulations, compliance, sec

📈SEC's Regulatory Flexibility Agenda

The Securities and Exchange Commission is publishing the Chairman's agenda of rulemaking actions pursuant to the Regulatory Flexibility Act ("RFA") (Pub. L. 96-354, 94 Stat. 1164) (Sept. 19, 1980). The items listed in the Regulatory Flexibility Agenda for Spring 2025 reflect only the priorities of the Chairman of the U.S. Securities and Exchange Commission, and do not necessarily reflect the views and priorities of any individual Commissioner. Information in the agenda was accurate on June 27, 2025, the date on which the Commission's staff completed compilation of the data. To the extent possible, rulemaking actions by the Commission since that date have been reflected in the agenda. The Commission invites questions and public comment on the agenda and on the individual agenda entries. The Commission is now printing in the Federal Register, along with our preamble, only those agenda entries for which we have indicated that preparation of an RFA analysis is required. The Commission's complete RFA agenda will be available online at www.reginfo.gov.

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Notice 22 Sep 2025 regulatory compliance, child support, financial services, electronic payments, government

💼Proposed CAP Service for Child Support

The Office of Child Support Enforcement (OCSE), Administration of Children and Families (ACF), U.S. Department of Health and Human Services (HHS), is requesting the Office of Management and Budget to approve a new information collection, Central Authority Payment Service (CAP). Participating state child support agencies (CSAs) and foreign authorities will use CAP to send or receive child support payments electronically.

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Notice 22 Sep 2025 regulation, trading, financial services, cboe, bitcoin, options

📈Cboe Regulatory Notice

The Securities and Exchange Commission has approved a proposed rule change from Cboe Exchange to introduce p.m.-settled options on the Cboe Bitcoin U.S. ETF Index and Mini-Cboe Bitcoin U.S. ETF Index. This includes various expiration options, enhancing flexibility for market participants and encouraging broader engagement in these financial instruments.

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Notice 19 Sep 2025 federal reserve, banking, regulations, financial services, bank control, compliance, acquisitions

🏦Change in Bank Control Notices and Implications for Acquisitions

The Federal Reserve System issued a notice regarding applications under the Change in Bank Control Act for acquiring shares of banks and bank holding companies. It outlines the process for public comment and informs on the considerations taken during application reviews. Transparency in the process is emphasized, allowing for stakeholder engagement.

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Notice 19 Sep 2025 data collection, consumer trends, housing, financial services, hud, urban development

🏡HUD Proposal for Moving to Work Asset Building Evaluation

HUD is seeking approval from the Office of Management and Budget (OMB) for the information collection described below. In accordance with the Paperwork Reduction Act, HUD is requesting comments from all interested parties on the proposed collection of information. The purpose of this notice is to allow for 30 days of public comment.

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