Notice 18 Apr 2025 regulatory compliance, nyse, financial reporting, participant firms, exchange rules

📈NYSE Rule 4530

The Securities and Exchange Commission published a notice regarding NYSE Texas' proposal to adopt NYSE Rule 4530, focused on reporting requirements for member organizations. This includes mandatory notifications of specific events such as disciplinary actions and customer complaints, aiming for enhanced regulatory oversight and harmonization with existing FINRA rules.

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Rule 18 Apr 2025 compliance, sec, regulation, securities, financial reporting, reporting and recordkeeping requirements, incorporation by reference, edgar, xbrl, spacs

📈SEC Updates EDGAR Filer Manual

The Securities and Exchange Commission ("Commission") is adopting amendments to Volume II of the Electronic Data Gathering, Analysis, and Retrieval system Filer Manual ("EDGAR Filer Manual" or "Filer Manual") and related rules and forms. Version 73 of Volume II of the Filer Manual reflects and identifies changes to EDGAR made in connection with Release 25.1, and Version 74 of Volume II of the Filer Manual synthesizes changes from Version 73 with changes to EDGAR made in connection with the Commission's September 27, 2024, EDGAR Filer Access and Account Management rulemaking ("EDGAR Next"). The Commission is incorporating by reference Version 74 of Volume II.

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Notice 15 Apr 2025 financial reporting, business compliance, task force, commitments, federal accounting

📊FASAB Notice

Notice is hereby given that Federal Accounting Standards Advisory Board (FASAB) is calling for volunteers for the commitments task force.

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Notice 2 Apr 2025 compliance, regulation, federal reserve, financial reporting, securities holding company

📄Regulation Extension for Securities Holding Company Registration

The Board of Governors of the Federal Reserve System (Board) is adopting a proposal to extend for three years, without revision, the Registration of a Securities Holding Company (FR 2082; OMB No. 7100- 0347).

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Notice 2 Apr 2025 compliance, federal reserve, financial reporting, banking regulations, incentive compensation

📊Federal Reserve Extends Recordkeeping Provisions for Incentive Compensation

The Board of Governors of the Federal Reserve System (Board) is adopting a proposal to extend for three years, without revision, the Recordkeeping Provisions Associated with the Guidance on Sound Incentive Compensation Policies (FR 4027; OMB No. 7100-0327).

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Notice 31 Mar 2025 regulatory compliance, energy, financial reporting, natural gas, filings, usa

📄Combined Notice of Natural Gas Pipeline Rate Filings and Implications

The Department of Energy has issued a combined notice regarding several filings related to natural gas pipeline rates and refunds. The notice outlines specific docket numbers, applicants, compliance reports, and rate filings, along with procedures for public intervention and comments. Relevant parties are encouraged to participate actively in the proceedings and stay informed about upcoming changes.

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Notice 27 Mar 2025 sec, regulatory compliance, financial reporting, xbrl, data submission

📊SEC's Proposal on Interactive Data Collection and Financial Reporting

The SEC issues a notice regarding the proposed extension of the "Interactive Data" collection, soliciting comments on its necessity and utility. The initiative requires issuers to submit specified financial information in an interactive format using XBRL, aimed at facilitating data analysis for investors and automating filings for issuers.

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Notice 27 Mar 2025 business regulation, financial reporting, irs, cooperatives, tax compliance

📝IRS Seeks Comments on Form 1099-PATR Compliance Burden

The Internal Revenue Service, as part of its continuing effort to reduce paperwork and respondent burden, invites the public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995. Currently, the IRS is soliciting comments concerning the burden related to Form 1099-PATR, "Taxable Distributions Received from Cooperatives".

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Notice 26 Mar 2025 compliance, regulation, financial reporting, energy sector, ferc, oil pipelines

📊FERC Notice on Information Collection Activities for Oil Pipelines

In compliance with the requirements of the Paperwork Reduction Act of 1995 (PRA), the Federal Energy Regulatory Commission (Commission or FERC) is soliciting public comment on the currently approved information collections, FERC Form Nos. 6 (Annual Report of Oil Pipeline Companies) and 6-Q (Quarterly Report of Oil Pipeline Companies).

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Notice 20 Mar 2025 compliance, federal regulation, financial reporting, housing, public policy, mtw program

🏡Expansion of Moving to Work Program

This notice provides technical revisions that make no material changes to the notice entitled "Operations Notice for the Expansion of the Moving to Work Demonstration Program" published in the Federal Register on August 28, 2020.

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