Notice 14 May 2025 compliance, sec, business regulation, securities, financial reporting

📊Proposed Collection Extension for Exchange Act Form 10-Q

The Securities and Exchange Commission (SEC) is soliciting comments on the proposed extension of the information collection associated with Exchange Act Form 10-Q. This form ensures quarterly reporting compliance by issuers and helps provide adequate information to investors, reflecting the ongoing commitment to regulatory oversight. The SEC estimates substantial preparation time and associated costs for businesses involved.

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Notice 9 May 2025 regulatory compliance, financial reporting, cftc, commodity futures, swaps

📈CFTC Announces Renewed Collection of Information for Swap Reporting

The Commodity Futures Trading Commission ("Commission" or "CFTC") is announcing an opportunity for public comments on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act ("PRA"), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed renewal of an existing collection of information, and to allow 60 days for public comment in response to the notice. This notice solicits comments on the information collections pertaining to the Commission's real-time public reporting and dissemination of swap data and rules for block trade requirements. These rules impose recordkeeping and reporting requirements on the following entities: Swap Dealers ("SDs"), Major Swap Participants ("MSPs"), Swap Execution Facilities ("SEFs"), designated contract markets ("DCMs"), swap data repositories ("SDRs"), derivatives clearing organizations ("DCOs"), and swap counterparties that are neither swap dealers nor major swap participants ("non-SD/MSP counterparties").

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Notice 9 May 2025 compliance, regulation, financial reporting, recordkeeping, cftc, commodity futures, swap data

📊CFTC Proposes Renewal of Swap Data Recordkeeping Requirements

The Commodity Futures Trading Commission ("Commission" or "CFTC") is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act ("PRA"), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment. This notice solicits comments on reporting requirements relating to swap data recordkeeping and reporting requirements codified in 17 CFR 46. This part imposes recordkeeping and reporting requirements on the following entities: Swap Dealers ("SDs"), Major Swap Participants ("MSPs"), and swap counterparties that are neither swap dealers nor major swap participants ("non-SD/MSP counterparties").

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Notice 8 May 2025 compliance, information collection, regulation, financial reporting, commodity futures trading commission

📄CFTC Notice on Information Collection Under OMB Review

In compliance with the Paperwork Reduction Act of 1995 ("PRA"), this notice announces that the Information Collection Request ("ICR") abstracted below has been forwarded to the Office of Information and Regulatory Affairs ("OIRA"), of the Office of Management and Budget ("OMB"), for review and comment. The ICR describes the nature of the information collection and its expected costs and burden.

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Notice 30 Apr 2025 compliance, federal reserve, financial reporting, derivatives, foreign exchange

💱Federal Reserve Approves Revision to FX Market Activity Survey

The Board of Governors of the Federal Reserve System (Board) is adopting a proposal to extend for three years, with revision, the Central Bank Survey of Foreign Exchange and Derivatives Market Activity (FR 3036; OMB No. 7100-0285).

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Notice 30 Apr 2025 compliance, sec, regulation, securities, financial reporting, broker-dealers

📊SEC Proposes Extension for Form Custody Compliance Requirements

The Securities and Exchange Commission (SEC) is soliciting comments on the existing collection of information under Form Custody, mandated for broker-dealers to report on the custody of customer and non-customer assets. This regulation is critical for ensuring compliance and operational transparency within the financial sector.

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Notice 30 Apr 2025 regulatory compliance, federal reserve, financial reporting, data collection, derivatives

📊Federal Reserve Approves Three-Year Extension for Derivatives Report

The Board of Governors of the Federal Reserve System (Board) is adopting a proposal to extend for three years, without revision, the Semiannual Report of Derivatives Activity (FR 2436; OMB No. 7100-0286).

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Notice 29 Apr 2025 regulation, financial reporting, business compliance, maritime, dot, marad

🚢Request for Comments on Uniform Financial Reporting Requirements

The Maritime Administration (MARAD) invites public comments on our intention to request approval from the Office of Management and Budget (OMB) to renew an information collection in accordance with the Paperwork Reduction Act of 1995. The proposed collection OMB 2133-0005 (Uniform Financial Reporting Requirements) is used to evaluate the financial condition of entities borrowing funds from or receiving financial benefits from MARAD. Since the last renewal, the public burden for this collection was updated to include mailing costs for respondents. We are required to publish this notice in the Federal Register to obtain comments from the public and affected agencies.

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Notice 25 Apr 2025 governance, financial reporting, postal service, meetings, strategic planning

🏢U.S. Postal Service Sunshine Act Meetings

The U.S. Postal Service announces upcoming Sunshine Act meetings, featuring closed discussions on strategic and operational matters and an open session covering remarks, approvals, and critical financial reports. Stakeholders are encouraged to attend to gain insights into the Postal Service's performance and future directives.

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Notice 23 Apr 2025 compliance, regulation, financial reporting, credit unions, ncuacallreport

🏦NCUA Proposes Extension of Call Report for Credit Unions

The NCUA has approved the publication of a proposal to extend for three years the NCUA Call Report (Form 5300), which is a currently approved information collection, for public comment. Revised instructions are included to improve clarity and accurate reporting. The NCUA is submitting the following extension of the currently approved information collection and revised instructions to the OMB for review and clearance. The revised instructions are proposed to take effect with the September 30, 2025 report date.

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