Notice 5 Sep 2025 trading, securities, financial services, regulation, cboe

📈Cboe BYX Expands Retail Price Improvement Program

The SEC has designated a longer period for considering a proposed rule change by Cboe BYX Exchange that aims to introduce an Enhanced RPI Order and expand its Retail Price Improvement Program to include lower-priced securities. This change is expected to enhance market efficiency and increase trading opportunities for investors.

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Notice 5 Sep 2025 trading, market orders, nyse, financial markets, regulations, compliance, sec

📈NYSE Arca's Proposed Rule Change on Market Orders

The Securities and Exchange Commission has published a notice regarding NYSE Arca's proposed amendment to Rule 6.62P-O, which focuses on the handling of Market Orders. The amendment aims to improve execution opportunities by removing certain validation conditions that currently lead to order cancellations, thereby promoting an efficient trading environment.

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Notice 5 Sep 2025 trading, market orders, exchange, securities, compliance, finance

📈Proposed Change to Rule 900.3NYP Enhances Market Order Execution

The SEC published a notice regarding NYSE American LLC's proposed rule change to amend the handling of Market Orders by eliminating a validation that resulted in order cancellations. This change is aimed at improving execution opportunities, benefiting local interests and maintaining market integrity.

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Notice 4 Sep 2025 financial services, trading, workx, compliance, fees, securities, nasdaq

💰Nasdaq Imposes New Fee for WorkX PRO Monitor Effective September 2025

The SEC has announced a proposed amendment to Nasdaq's exchange fees, specifically introducing a monthly fee for the WorkX PRO Monitor Full Version aimed at enhancing trade reporting efficiency. The new service will improve the price override request process for market participants, allowing for real-time tracking and submissions of trade reports, streamlining compliance with FINRA regulations.

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Notice 4 Sep 2025 order entry, trading, regulation, fees, securities, nasdaq

💼Nasdaq Proposes Rule Change Affecting Order Entry Fees

The Securities and Exchange Commission published a notice of Nasdaq's proposed rule change to amend Equity 7, Sections 115 and 130. The amendments involve establishing a $575 monthly fee for new CORE FIX Order entry ports and introducing temporary fee waivers to incentivize adoption of these ports, enhancing the trading experience for users.

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Notice 3 Sep 2025 compliance, trading, regulation, securities, financial services

📈SEC Notice on Amendment to National Market System Plan

The Securities and Exchange Commission issued a notice regarding the filing of an amendment to the National Market System Plan, proposing to add 24X National Exchange LLC as a party. This amendment aims to further manage the selection and reservation of securities symbols, inviting comments from interested parties on the changes proposed.

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Notice 3 Sep 2025 trading, regulation, finance, securities, nyse, auction, imbalance

📈NYSE American Proposes Changes to Auction Imbalance Information

The NYSE American has filed a proposed rule change to amend Rule 7.35E regarding the calculation of Auction Imbalance Information. This change aims to enhance the accuracy of trading signals by basing the imbalances on the Auction Reference Price instead of the Indicative Match Price, potentially improving the efficiency and quality of auctions on the exchange.

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Notice 2 Sep 2025 compliance, trading, regulation, securities, technology, nasdaq, orders

📈Proposed Nasdaq PHLX Rule Change on Customer Cross Orders

The Securities and Exchange Commission has published a notice regarding a proposed rule change by Nasdaq PHLX LLC, allowing for customer cross orders and complex orders to be executed remotely. This change aims to streamline trading processes, improve operational efficiency, and align with existing practices at affiliated exchanges.

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Notice 2 Sep 2025 trading, regulatory change, options, investment strategies, s&p 500, market dynamics

📈SEC Approves Elimination of Position Limits for SP500 Options

The SEC has approved a proposal from Cboe Exchange to eliminate position and exercise limits for options on the S&P 500 Equal Weight Index. This regulatory change aims to align trading practices with broader market trends, allowing for increased investment strategies and flexibility for market participants while promoting a competitive trading environment.

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Notice 2 Sep 2025 trading, regulation, securities, nyse arca, liquidity, market dynamics

💹NYSE Arca Proposes Rule Change for Mixed Lot Reserve Orders

NYSE Arca has proposed an amendment to Rule 7.31-E(d)(1)(A) to permit mixed lot sizes for displayed quantities of Reserve Orders, aiming to harmonize functionalities across markets. This rule change aims to enhance liquidity and flexibility in order submissions, supporting a more dynamic trading environment.

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