Notice 11 Jul 2025 compliance, sec, trading, securities, industry members, cat, fee, budget

💰New CAT Fee 2025-2 Affecting Industry Member Costs

The Securities and Exchange Commission has announced the proposed CAT Fee 2025-2, scheduled for implementation from July to December 2025. This fee, charged per executed equivalent share, is designed to help cover budgeted costs associated with the Consolidated Audit Trail's operation, affecting businesses engaged in equity trading.

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Notice 10 Jul 2025 sec, trading, investment, nyse arca, financial regulation, ethereum etf, bitcoin etf

💰SEC Approval for NYSE Arca's Bitcoin and Ethereum ETF Listing

The SEC has published a notice regarding NYSE Arca's proposed Rule Change to list and trade shares of the Truth Social Bitcoin and Ethereum ETF, providing a structured investment vehicle for market participants. This proposal includes regulatory provisions intended to enhance market integrity and investor protection.

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Notice 9 Jul 2025 compliance, trading, regulation, finance, securities, fees

💰New CAT Fee 2025-2 Regulations Impacting Industry Members

The Securities and Exchange Commission has published a notice regarding the immediate effectiveness of proposed rule changes to implement Consolidated Audit Trail (CAT) funding fees for industry members. This fee structure is designed to cover the reasonably budgeted costs associated with CAT operations for the upcoming period. The implementation will require industry participants to adjust their financial models accordingly.

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Notice 9 Jul 2025 compliance, trading, regulation, securities, financial services, fees, audit

📊Cboe C2 Exchange's Proposed Rule Change on CAT Fees

Cboe C2 Exchange has filed a significant proposal to amend its fee schedule for the Consolidated Audit Trail (CAT) Fund, aiming to establish necessary fees for industry members for July through December 2025. This is part of an ongoing effort to manage the costs related to the CAT, which captures all customer and order event data across markets.

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Notice 3 Jul 2025 trading, incentives, finance, securities, nyse, etf, market makers

📈NYSE Price List Amendment

The NYSE announces proposed changes to its Price List aimed at enhancing trading activity among Designated Market Makers (DMMs) for Exchange Traded Products (ETPs). The amendments introduce additional monthly quoting incentives to encourage DMMs to provide liquidity and maintain competitive quoting levels, particularly in the critical first 36 months after an ETP's listing on the exchange.

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Notice 2 Jul 2025 trading, exchange, regulation, securities, nasdaq, etp, market pricing

📈Nasdaq Proposes Enhanced Closing Price Determination for ETPs

The Securities and Exchange Commission has announced a proposed rule change by Nasdaq to modify how the Official Closing Price (NOCP) is determined for exchange-traded products (ETPs) with less than one round lot traded. By adopting a time-weighted average price method, the proposal aims to provide a more accurate reflection of ETP values, particularly for those with lower trading volumes.

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Notice 30 Jun 2025 market data, compliance, trading, cboe, financial analysis, edgx

📊Cboe EDGX Proposes One-Minute Intraday Trading Data Report

The Cboe EDGX Exchange has filed a rule change to introduce a One-Minute Interval Intraday Open-Close Report. This new data product will enhance current data offerings, enabling subscribers to access trading volume summaries at one-minute intervals, aimed at improving trading strategies and providing deeper market insights.

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Notice 30 Jun 2025 trading, regulatory compliance, cboe, bitcoin, etf, ethereum, crypto index

💰Cboe BZX Proposes Rule Change for Bitcoin and Ethereum ETFs

The Securities and Exchange Commission is reviewing a proposed rule by Cboe BZX Exchange to amend trading rules for the Franklin Bitcoin ETF, Ethereum ETF, and Crypto Index ETF, allowing in-kind creations and redemptions. This move seeks to enhance the trading framework while maintaining existing listing requirements, prompting the commission to gather public comments on implications for regulatory compliance.

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Notice 30 Jun 2025 market data, trading, regulatory compliance, securities, cboe, open-close data

📈New One-Minute Interval Open-Close Report Proposed by Cboe

The Cboe Exchange proposes a new One-Minute Interval Intraday Open-Close Report, designed to deliver more frequent trading data updates. This product aims to provide market participants with better insights into investor sentiment and trading activity, facilitating improved trading decisions and strategies. The introduction of this data product aligns with evolving industry needs and enhances market transparency.

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Notice 27 Jun 2025 sec, trading, regulation, financial markets, iex, quote imbalance

📈IEX Implements Quote Imbalance Indicator for Trading Stability

The Investors Exchange LLC (IEX) proposes a new Quote Imbalance Indicator (QII) to improve trading strategies by assessing supply and demand imbalances for securities during market hours. This proprietary calculation aims to enhance market stability by restricting certain order types from exercising price discretion during periods of quote imbalance, thus potentially increasing execution quality for users.

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