Notice 22 May 2025 multi-class etf, cboe bzx, trading, financial regulation, sec, investments

📈SEC Notice on Cboe BZX Exchange ETF Rule Change

The SEC has announced a designation of an extended period to consider a proposed rule change by Cboe BZX Exchange concerning the listing and trading of Multi-Class ETF Shares. This follows prior publications and amendments, reiterating the commission's commitment to thoroughly evaluate the implications of this rule change on the financial markets.

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Notice 22 May 2025 trading, securities, financial regulation, nyse, business strategy, market data

📈NYSE Texas Enhances Aggregated Lite Market Data Product

The SEC has published a notice regarding NYSE Texas's proposed enhancements to its Aggregated Lite market data product, including the addition of Auction Imbalance Information. This change aims to improve the quality and depth of market data available to traders and enhance transparency within the market, ultimately fostering a more competitive trading environment.

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Notice 22 May 2025 exchange, trading, securities, regulatory compliance, market data, nyse texas

📈NYSE Texas Proposes New Order Imbalances Market Data Product

The NYSE Texas intends to introduce the Order Imbalances proprietary market data product, providing real-time order imbalance data prior to trading auctions. This new initiative aims to enhance market transparency and competition while facilitating better access to vital information for market participants.

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Notice 22 May 2025 regulation, auction, trading, securities, nyse, market data, financial services

📈NYSE Texas Proposes Enhanced Integrated Feed for Market Data

The NYSE Texas has filed a proposed rule change to enhance the Integrated Feed market data product by incorporating Auction Imbalance Information. This enhancement aims to provide real-time data that will assist market participants in making more informed trading decisions, ultimately promoting a more robust and competitive trading environment.

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Notice 21 May 2025 compliance, trading, regulation, broker-dealers, sec, securities

📊SEC Proposed Collection for Broker-Dealers under Rule 17a-25

The SEC has proposed a collection of information pursuant to Rule 17a-25, requiring broker-dealers to submit electronic securities transaction data in standardized formats. Comments are invited regarding the necessity and effectiveness of this collection for regulatory functions. The notice includes details on annual requests and time estimates for compliance.

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Notice 21 May 2025 compliance, trading, financial, regulation, sec, securities

💼SEC Rule 6h-1 Compliance and Business Implications

The notice from the SEC outlines a request for approval to extend the information collection under Rule 6h-1, establishing necessary standards for trading security futures products. It emphasizes requirements to prevent price manipulation and coordinate trading halts between markets, thus ensuring fair trading practices. Compliance costs and procedures for comment submissions are also detailed.

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Notice 20 May 2025 market volatility, trading, securities, compliance, nyse, regulation

📈Overview of the Twenty-Fourth Amendment to the NMS Plan

The Securities and Exchange Commission has announced the immediate effectiveness of the Twenty-Fourth Amendment to the National Market System Plan, reflecting NYSE Chicago, Inc.'s name change to NYSE Texas, Inc. This non-substantive amendment is part of efforts to address extraordinary market volatility and maintain operational integrity among participants. Comments from the public are invited as part of the regulatory process.

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Notice 20 May 2025 etfs, trading, investment, sec, regulations, cryptocurrencies

💰SEC Proposes Rule Change for Bitcoin and Ethereum ETFs

The SEC is evaluating a proposed rule change by Cboe BZX Exchange to enhance trading processes for ARK 21Shares Bitcoin and 21Shares Core Ethereum ETFs. The change aims to permit in-kind creations and redemptions, potentially impacting market liquidity and investment strategies for these cryptocurrency-based trust shares. The proposal invites commentary to assess its implications effectively.

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Notice 19 May 2025 cryptocurrency, trading, investor protection, bitcoin, nasdaq, regulation

📈Nasdaq Proposes Rule Change for iShares Bitcoin Trust Listing

The Securities and Exchange Commission is considering a proposed rule change by Nasdaq to amend the trading and listing rules for the iShares Bitcoin Trust. This change seeks to allow for in-kind transfers of bitcoin, altering the existing cash creation and redemption process. The Commission is soliciting public comments on this proposal and examining its alignment with current regulatory standards.

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Notice 19 May 2025 regulations, securities, trading, fee schedule, finance, edgx, cboe

💰Cboe EDGX Exchange Fee Schedule Proposed Rule Change Overview

Cboe EDGX Exchange proposes a revision to its Fee Schedule for Add/Remove Volume Tiers, which may affect market participants’ trading strategies. The changes include adjustments in volume criteria for rebates, intended to enhance market liquidity and competitiveness, reflecting the highly competitive nature of equity exchanges.

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