Notice 19 Feb 2025 compliance, sec, trading, regulation, securities, consolidated audit trail

📊SEC Proposes Amendment to Consolidated Audit Trail Reporting

The SEC issued a notice regarding a proposed amendment to the National Market System Plan governing the Consolidated Audit Trail. This amendment pertains to the reporting of verbal activity and aims to enhance transparency and regulatory compliance among participating exchanges and financial institutions. The Commission has extended the review period for the amendment to ensure thorough consideration.

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Notice 18 Feb 2025 trading, regulatory compliance, financial services, digital assets, sekuritas

📈SEC Notice for Proposed VanEck Solana Trust Trading Rule Change

The SEC announces a proposed rule change allowing the Cboe BZX Exchange to list and trade shares of the VanEck Solana Trust under Commodity-Based Trust Shares. This initiative aims to enhance investor protection and improve market access for Solana, a decentralized digital asset, while ensuring compliance with existing regulations.

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Notice 18 Feb 2025 sec, trading, regulation, investment, financial services, etf, cryptocurrency

📈Cboe BZX Exchange Proposed Rule Change for 21Shares Core Solana ETF

The Cboe BZX Exchange filed a notice for the proposed rule change to list and trade the 21Shares Core Solana ETF, aiming to regulate trading of SOL through a transparent platform. The proposal addresses compliance, investor protection, and market surveillance while offering investors a new channel for cryptocurrency investments.

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Notice 18 Feb 2025 compliance, trading, exchange, regulation, finance, securities

📈SEC Reviews NYSE Arca's Proposed Selective Midpoint Order Change

The Securities and Exchange Commission issued a notice regarding NYSE Arca's proposed rule change to amend its trading practices with the introduction of the Selective Midpoint Order. This change, currently under review, aims to enhance trading efficiency and market structure, and public comments are being collected for consideration.

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Notice 13 Feb 2025 trading, regulation, securities, investment, bond market

📈SEC Extends Review Period for BondBloxx Private Credit Trust Rule Change

The SEC announced a longer review period for the proposed rule change by Cboe BZX Exchange to facilitate the listing and trading of the BondBloxx Private Credit Trust. This extension allows the Commission additional time to assess the implications of the proposed investment product on the market.

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Notice 13 Feb 2025 trading, regulation, securities, options, cryptocurrency, financial instruments

💹SEC Extends Review Period for Grayscale Bitcoin Trust FLEX Options

The SEC has designated a longer review period for a proposed rule change that would allow FLEX options on shares of the Grayscale Bitcoin Trust. Originally filed by NYSE American LLC, the extension aims to give the Commission sufficient time to evaluate the implications of this potential addition to the trading landscape.

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Notice 13 Feb 2025 trading, securities, investment, financial regulation, business, cryptocurrency, ethereum

📈SEC Notice on Proposed Ethereum Options Trading Rule Change

The SEC has issued a notice regarding a proposed rule change by NYSE American LLC to permit the listing and trading of options on the Bitwise Ethereum ETF and Grayscale Ethereum Trust products. Following public comments and an amendment to narrow the scope, the Commission is set to decide on its approval or disapproval.

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Notice 11 Feb 2025 trading, regulation, securities, nasdaq, options trading, executive compensation

💰Nasdaq BX Proposes Rule Change on Options Trading Rebates

The Securities and Exchange Commission published a notice regarding a proposed rule change by Nasdaq BX, Inc. to amend its pricing schedule for options. This change focuses on modifying rebates for contracts generating order exposure alerts, with the aim to enhance trading dynamics and economic activities within the exchange. Interested stakeholders are invited to submit comments regarding the proposal.

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Notice 11 Feb 2025 trading, regulations, securities, financial services, market fees

💰Regulation Update

The SEC has published a notice regarding a proposed rule change by the Investors Exchange LLC to amend its fee schedule by introducing a new rebate tier and revising fees for transactions priced above $1.00. The proposal aims for immediate effectiveness, and the Commission invites public comments.

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Notice 10 Feb 2025 compliance, trading, regulation, finance, securities, nasdaq

📈Nasdaq Approves New Rule for Halt Auction Processes

The Nasdaq Stock Market is implementing new regulations to enhance trading halt processes, establishing price protections and modifying auction procedures. These changes aim to ensure that securities are appropriately priced during trading halts, improve price discovery, and maintain market integrity through enhanced mechanisms consistent with current practices for LULD and MWCB halts.

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