Notice 18 Mar 2025 compliance, regulation, securities, market participants, fees, miami, testing systems, emerald

💰MIAX Emerald Proposes Fee Change for Testing Systems Access

The MIAX Emerald, LLC has proposed a rule change to amend its fee schedule, establishing a fee for market participants utilizing its dedicated cross connection for testing systems. The Securities and Exchange Commission is seeking public comments on this proposal, which was filed for immediate effectiveness.

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Notice 18 Mar 2025 trading, securities, fees, nasdaq, financial regulation, market makers

📈Nasdaq GEMX Proposes Changes to Options Pricing Schedule

The SEC announces Nasdaq GEMX's proposed rule change to amend the "Regular Order Fees and Rebates" in its Pricing Schedule. Key modifications include the removal of certain rebates and fees, adjustments in qualifying criteria for market participants, and a focus on enhancing fee structures for various trading categories. The proposed changes are designated for immediate effectiveness and open for public comment.

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Notice 18 Mar 2025 securities, fees, market access, financial regulation, exchanges

💰SEC Notice

The SEC announces the immediate effectiveness of a proposed rule change by Miami International Securities Exchange to amend its fee schedule, establishing fees for dedicated cross connection access to its testing systems environment. Interested parties are invited to comment on the proposal, with details available on the Exchange and SEC websites.

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Notice 18 Mar 2025 compliance, securities, investments, financial regulation, asset management, cryptocurrency, ethereum

📈SEC Proposal for Staking in Franklin Crypto Index ETF

The SEC published a notice regarding Cboe BZX Exchange's proposed rule change to allow staking of ether held by the Franklin Crypto Index ETF. This amendment aims to enhance profitability for the Fund, enabling it to earn staking rewards, ultimately benefiting investors through improved financial returns and greater operational flexibility.

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Notice 18 Mar 2025 regulation, securities, financial services, cryptocurrency, index options

📈Nasdaq Bitcoin Index Options Proposed Rule Change by SEC

The SEC announces a longer period for consideration of a proposed rule change to introduce Nasdaq Bitcoin Index Options, allowing additional time for thorough evaluation. This extension impacts stakeholders engaged in cryptocurrency trading and related financial services, highlighting the ongoing regulatory developments in this sector.

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Notice 18 Mar 2025 regulation, securities, investment, bitcoin, options, cryptocurrency

📈SEC Prolongs Action on Bitcoin Options Regulation Proposal

The SEC announces an extended period for considering a proposed rule change from NYSE Arca, Inc. related to options on the Grayscale Bitcoin Mini Trust and Bitwise Bitcoin ETF. The extension allows for a thorough assessment before making a decision regarding the amendments to position and exercise limits, as well as the introduction of Flexible Exchange Options.

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Notice 18 Mar 2025 compliance, sec, regulatory, securities, financial reporting, business filings

📊SEC Requests Comments on Form 12b-25 Extension for Late Filings

The Securities and Exchange Commission has submitted a request for extension of Form 12b-25, which notifies the Commission and the market about late filings of reports. The form allows for an automatic extension if conditions are met and supports compliance with relevant securities laws. Comments on this information collection are invited to assess its utility and burden.

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Notice 18 Mar 2025 compliance, trading, exchange, regulation, finance, securities, nyse chicago, etps

📈Proposed Rule Change for ETPs by NYSE Chicago Inc.

The Securities and Exchange Commission publishes a notice regarding the proposed rule change by NYSE Chicago Inc. to amend its trading and listing rules for Exchange-Traded Products (ETPs). This includes adaptations aligning with NYSE Arca's guidelines and aims to enhance market accessibility, clarity, and compliance within the exchange's operational framework.

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Notice 18 Mar 2025 compliance, trading, regulation, securities, nasdaq ise, flex orders

📈SEC Notice on Nasdaq ISE FLEX Trading Rules Amendment

Nasdaq ISE has filed a proposed rule change to clarify the handling of FLEX orders when the auction period extends beyond market closing. The Securities and Exchange Commission invites comments on this immediate effectiveness filing, highlighting its significance for regulatory compliance and operational considerations in trading practices.

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Notice 18 Mar 2025 compliance, trading, regulation, securities, financial services, cboe

📈Cboe Proposes Amendments to Compliance Rules for Trading Permit Holders

The Cboe Exchange has filed a notice for proposed rule changes concerning the supervisory reporting processes for Trading Permit Holders, aiming to align its regulations with standards set by FINRA and NYSE. The proposed amendments are focused on enhancing compliance protocols and simplifying annual reporting procedures for members participating in multiple exchanges.

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