Notice 17 Apr 2025 ethereum, securities, exchange regulation, options trading, sec, financial markets

📈SEC Approves Options Trading on iShares Ethereum Trust

The SEC announces a proposed rule change regarding the listing and trading of options on the iShares Ethereum Trust by the Miami International Securities Exchange. This regulatory update aims to enhance market access and provide investors with new alternatives to gain exposure to Ethereum, promoting greater trading flexibility in financial markets.

Learn More
Notice 17 Apr 2025 financial regulation, ethereum, securities, cryptocurrency, options trading

💰Nasdaq PHLX Proposes Options Trading on Ethereum Trusts

The Securities and Exchange Commission has published a notice regarding Nasdaq PHLX's proposal to amend trading rules to permit options on several Ethereum Trusts. This change establishes specific position and exercise limits, creating new opportunities in the rapidly evolving cryptocurrency market. Comments on the proposal are invited from interested stakeholders.

Learn More
Notice 17 Apr 2025 derivatives, securities, compliance, market maker, cboe, exchange, regulation

📈Proposed Rule Change by Cboe BZX Exchange on Market Makers

The Securities and Exchange Commission has published a notice regarding a proposed rule change from Cboe BZX Exchange to amend Exchange Rule 14.11. The amendments aim to modify the reporting requirements for registered Market Makers trading in UTP Derivative Securities, allowing them to file a current list of Related Instrument Trading Accounts only at the Exchange's request. This regulatory adjustment seeks to streamline compliance and reduce related paperwork.

Learn More
Notice 17 Apr 2025 financial services, usa, documentation, securities, compliance, efficiency, regulation

📈Proposed Rule Change for Money Market Instruments by DTC

The SEC has published a notice regarding a proposed rule change by The Depository Trust Company to modernize the eligibility processing for money market instruments. This change aims to migrate processes from a legacy system to a more efficient platform, simplifying documentation and enhancing overall operational efficiency, while consolidating compliance requirements for Participants and issuers.

Learn More
Notice 16 Apr 2025 nasdaq, compliance, securities, regulations, listing fees, self-regulatory organizations

📉Nasdaq Proposes Rule Change to Streamline Listing Fees Regulations

The Securities and Exchange Commission is considering a Nasdaq proposal to remove outdated provisions related to listing fees and standards. This change aims to enhance the clarity and efficacy of Nasdaq's regulatory framework, ultimately benefiting companies listed on the exchange by eliminating unnecessary complexities and promoting better compliance with current standards.

Learn More
Notice 16 Apr 2025 financial services, regulation, securities, trading fees, exchange

💵NYSE Arca Proposes New Fees for Midpoint Ping Routing Strategy

The NYSE Arca has filed a proposed rule change with the SEC to amend its Equities Fees and Charges by introducing fees for orders routed via the Midpoint Ping routing strategy. This change aims to enhance access to midpoint liquidity across trading venues and reflects the competitive dynamics in the marketplace. The implementation of these fees is expected to affect trading practices among market participants.

Learn More
Notice 16 Apr 2025 financial risk management, ice clear credit, regulatory compliance, securities, margin calls, clearing agencies

💰Proposed Rule Change on ICC Treasury Operations Policies & Procedures

The SEC has published a notice regarding ICE Clear Credit LLC's proposed rule change to amend its Treasury Operations Policies and Procedures. The proposed changes aim to formalize and improve transparency regarding intraday margin call processes, ensuring effective risk management and compliance with regulatory standards in securities transactions and derivative agreements.

Learn More
Notice 16 Apr 2025 incentive programs, securities, clearinghouse, fees, finance

💵ICE Clear Credit Launches Client Volume Incentive Program

The SEC has announced ICE Clear Credit's proposed rule change to modify its fee schedule, introducing a Client Volume Incentive Program. This program will provide automatic tiered discounts based on clients' annual billed fees, encouraging increased engagement with credit default swap clearing services. The initiative aims to enhance market participation while maintaining equitable fees among all clients.

Learn More
Notice 16 Apr 2025 regulation, trading, investment, securities, digital assets, avax, cryptocurrency

📈Nasdaq's Proposed Rule Change for Grayscale Avalanche Trust Shares

The SEC has published a notice regarding the proposed listing and trading of shares of Grayscale Avalanche Trust (AVAX) on Nasdaq. This includes compliance details and the Trust's operational framework, enabling investors to gain exposure to AVAX through an exchange-traded product, reflecting the ongoing evolution of cryptocurrency investment options in regulated markets.

Learn More
Notice 15 Apr 2025 exchange trades, commodity funds, options trading, securities, ethereum, financial regulation

📈Cboe’s Approval for Fidelity Ethereum Fund Options Trading

The SEC has approved Cboe Exchange’s proposed rule change to list and trade options on the Fidelity Ethereum Fund, enhancing market access for investors seeking exposure to Ethereum. This change supports trading efficiency, transparency, and investor protection, facilitating opportunities in the emerging digital asset marketplace.

Learn More