📈Compliance Update
The Securities and Exchange Commission announces the accelerated approval of rules for trading complex FLEX orders that include both FLEX and non-FLEX components. This regulatory change enhances trading flexibility, allowing investors to execute more customized strategies efficiently, while continuing to ensure the protection of market participants and maintaining fair trading practices.
Learn More📜SEC Sunshine Act Meetings
The Securities and Exchange Commission announces a closed meeting to discuss various legal proceedings, including litigation claims and regulatory matters. The meeting is not open to the public, and the agenda may impact businesses significantly, particularly concerning compliance and enforcement of regulations.
Learn More📈SEC Notice on NYSE Arca's Market Data Fee Change
The Securities and Exchange Commission (SEC) has published a notice regarding NYSE Arca's proposed rule change to expand the Per User Access Fee for the NYSE Aggregated Lite data feed. This change is set to take effect soon, following a solicitation for public comments on the proposal to enhance compliance and operational protocols among market participants.
Learn More📈SEC Notice on Market Data Definition Change by IEX
The Securities and Exchange Commission has issued a notice regarding a proposed rule change by Investors Exchange LLC to redefine “Real-Time” and “Delayed” in relation to its proprietary market data. This change will differentiate Delayed IEX data from Real-Time IEX data by a 15-minute interval instead of the previous 15 milliseconds, providing subscribers a chance to adapt their data needs accordingly.
Learn More📈SEC Notice on BlackRock Application for Joint Investment Transactions
The Securities and Exchange Commission issued a notice regarding BlackRock's application for an order allowing business development companies and investment firms to co-invest in portfolio companies. This application seeks to facilitate joint transactions that are typically prohibited, potentially influencing investment strategies and compliance requirements for involved entities.
Learn More📊SEC Rescinds Guidance on Crypto-Assets - SAB 122 Insights
This staff accounting bulletin ("SAB") rescinds the interpretive guidance included in Section FF of Topic 5 in the Staff Accounting Bulletin Series entitled Accounting for Obligations to Safeguard Crypto-Assets an Entity Holds for its Platform Users ("Topic 5.FF").
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