💵Cboe Proposes Fee Increases for Legacy Silexx Trading Platforms
Cboe Exchange, Inc. has filed a notice with the SEC proposing to increase monthly fees for its Legacy Silexx trading platforms, effective April 1, 2025. The changes aim to encourage users to transition to newer platforms while covering administrative costs during the transition period. The adjustments apply uniformly to all users of the Legacy Platforms.
Learn More📈Proposed Changes to Exchange Rule 1308 on Supervisory Controls
The Securities and Exchange Commission has published a notice regarding a proposed rule change by the Miami International Securities Exchange. The amendment to Exchange Rule 1308 seeks to update the supervision of accounts, aligning annual reporting requirements with those of FINRA and NYSE, thereby enhancing compliance flexibility for Members while maintaining oversight effectiveness.
Learn More📊DOL Seeks Comments on Prohibited Transaction Class Exemption
The Department of Labor (DOL) is submitting this Employee Benefits Security Administration (EBSA)-sponsored information collection request (ICR) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 (PRA). Public comments on the ICR are invited.
Learn More📈Proposed Rule Change on Participant System Disruption by FICC
The Securities and Exchange Commission has published a notice regarding proposed amendments to the Fixed Income Clearing Corporation's Disruption Rules. These changes aim to streamline procedures for managing significant system disruptions affecting DTCC Systems Participants, enhancing compliance mechanisms and operational risk management within the financial services industry.
Learn More📈SEC Proposed Rules on Crowdfunding for Intermediaries
The SEC is soliciting comments on proposed information collection rules for intermediaries under Regulation Crowdfunding. The rules detail compliance requirements for intermediaries to facilitate securities offerings, including registration, investor interactions, and disclosure obligations, emphasizing the need for operational transparency and accountability in crowdfunding activities.
Learn More⏰Cboe BZX Extends Early Trading Session Hours to Enhance Liquidity
The Cboe BZX Exchange has proposed a rule change to extend its Early Trading Session hours from 7
Learn More⚖️Proposed Disruption Rule Change by NSCC and SEC
The SEC has published a notice regarding the NSCC's proposed rule change to update the Disruption Rules, focusing on system interruptions. Key changes include refined definitions, enhanced notification requirements, and provisions for reconnection of disrupted systems, aiming to improve operational resilience and risk management across associated clearing agencies and participants.
Learn More💵Cboe Increases Monthly Fee for 10 Gb Physical Ports
The Securities and Exchange Commission has published a notice from Cboe EDGX Exchange regarding a proposed rule change to increase monthly fees for 10 Gb physical ports. This adjustment is intended to help maintain and improve market technology and services, reflecting the Exchange's investments and the impact of inflation on operational costs.
Learn More💰Cboe BYX Exchange Proposed Increase in Physical Port Fees
Cboe BYX Exchange has proposed an increase in monthly fees for 10 Gb physical ports from $7,500 to $8,500. This fee adjustment aims to account for inflation and recent operational improvements, aligning the costs with enhanced service quality and competitive offerings in the market. The change is designed to support ongoing investments in technology and infrastructure.
Learn More📃Federal Reserve Notice on Exempted Transfer Agent Status
The Board of Governors of the Federal Reserve System (Board) invites comment on a proposal to extend for three years, without revision the Notice Claiming Status as an Exempted Transfer Agent (FR 4013; OMB No. 7100-0137).
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