📈MIAX Sapphire Proposes New Fees for Market Data Feeds
MIAX Sapphire LLC has filed a notice with the SEC for a proposed rule change to establish fees for its proprietary market data feeds, including the MIAX Sapphire Top of Market and Complex Top of Market data feeds. The rule change is designated for immediate effectiveness and invites public comment.
Learn More💰DTC Proposes $3 Billion Senior Notes for Enhanced Liquidity Resources
The SEC has approved DTC's advance notice concerning the issuance and private placement of senior notes, aiming to raise up to $3 billion in liquidity resources. This initiative is designed to strengthen DTC’s risk management framework and ensure it meets its settlement obligations, thereby improving overall financial system stability.
Learn More📈SEC Notice on Investment Fund Exemption from Disclosure Requirements
The SEC issued a notice regarding a request for exemption under the Investment Company Act, enabling the RBB Fund Trust and First Eagle Investment Management to amend subadvisory agreements without obtaining shareholder consent. This regulatory action addresses specific disclosure obligations related to subadviser fees, impacting future governance and operational practices within the investment management sector.
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