Notice 17 Jun 2025 compliance, risk management, securities exchange, miami, trading rules, equity trading

📈MIAX Pearl Proposes Amendments to Trading Rules for Compliance

The Securities and Exchange Commission published a notice regarding MIAX Pearl's proposed rule changes to amend trading rules, including risk settings and erroneous executions. The changes aim to enhance clarity and consistency within the Exchange's rule framework, facilitating better compliance for equity members and ensuring a more orderly trading environment.

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Notice 17 Jun 2025 regulation, investment, securities exchange, options trading, commodity-based trust shares

📈Proposed Rule Changes for Options Trading on Commodity Trust Shares

This document details proposed rule changes by Cboe Exchange and related entities allowing options on Commodity-Based Trust Shares. It emphasizes the benefits of hedging opportunities and increased market transparency, while inviting comments from interested stakeholders about the implications of the proposed changes on market practices and investor protections.

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Notice 12 Jun 2025 financial services, cboe, securities exchange, options trading, market regulation

📈Cboe's Proposed Rule Change for Exclusively Listed Options Opening

The Securities and Exchange Commission discusses Cboe C2 Exchange's proposed amendments to its opening process for exclusively listed index options. The changes aim to streamline trading, allowing quicker openings even amid wide market conditions. The proposal seeks to enhance transparency and efficiency, benefiting market participants and supporting fair trading practices.

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Notice 9 Jun 2025 securities exchange, nasdaq, financial regulation, data centers, co-location, cabinet space

🖥️Nasdaq Ends Cabinet Proximity Option Program

The Nasdaq Stock Market LLC has announced the termination of its Cabinet Proximity Option program, allowing customers to reserve cabinet space near existing equipment. This decision aims to enhance the management of data center capacity during ongoing expansions and streamline immediate order placements, ultimately impacting firms that utilize these services for co-location.

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Notice 6 Jun 2025 regulatory compliance, cboe, securities exchange, options trading, financial markets

📈Cboe Exchange Proposes Amendments to Options Trading Rules

The Securities and Exchange Commission announces a proposed rule change by Cboe Exchange, Inc. aimed at amending its Automated Improvement Mechanism (AIM) for complex orders involving S&P 500 Index options. These changes intend to improve price improvement opportunities while addressing order size constraints relevant to the trading environment.

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Notice 4 Jun 2025 compliance, sec, regulation, financial services, securities exchange, automated trading

📈SEC Reviews Dream Exchange Holdings Inc. Registration Application

This notice details the SEC's proceedings regarding Dream Exchange Holdings, Inc.'s application for registration as a national securities exchange. It outlines DreamEx's trading platform's structure, compliance requirements under the Securities Exchange Act, and the potential grounds for denial of the application, inviting public comment on various aspects of the proposal.

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Notice 2 Jun 2025 securities exchange, investors exchange, liquidity, trading incentives, market quality program

💵IEX Introduces Supplemental Market Quality Program for Trading Liquidity

The Securities and Exchange Commission announces a proposed rule change by the Investors Exchange LLC (IEX) to amend its fee schedule and establish a Supplemental Market Quality Program. This initiative incentivizes member firms to enhance displayed trading liquidity through financial payments for qualifying activities, aiming to improve overall market conditions and trading efficiency.

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Notice 2 Jun 2025 nyse, financial services, securities exchange, colocation, managed services, hardware procurement

💻NYSE Proposes Changes to Connectivity Fee Schedule for Services

The NYSE has proposed amendments to its Connectivity Fee Schedule to include hardware procurement and managed services at the Mahwah Data Center. This change aims to streamline services for users by allowing them to contract through FIDS, enhancing operational efficiency while maintaining flexibility in vendor choices.

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Notice 29 May 2025 options, finance, securities exchange, regulatory compliance, clearing corporation

📈Proposed Rule Change by Options Clearing Corporation (2025)

The SEC announces a proposed rule change by the Options Clearing Corporation (OCC) regarding the adoption of the Amended and Restated Participant Exchange Agreement. The changes aim to update operational practices, eliminate outdated provisions, and align with current laws and regulations affecting the clearing and settlement of equity options. The proposed amendments will ensure that OCC’s relationships with national securities exchanges are clearly defined and effectively managed.

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Notice 28 May 2025 physical ports, cboe, market infrastructure, securities exchange, regulatory compliance, fees

📈Cboe BZX Proposes Fee Increase for 10 Gb Physical Ports

The Cboe BZX Exchange has filed a notice proposing an increase in monthly fees for 10 Gb physical ports, citing the need to sustain and improve market technology and services. The proposed change aims to align fees with similar offerings from competitor exchanges while addressing historical inflation trends affecting operational costs.

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