📈SEC Notice on Proposed Rule Changes for Options Trading
The SEC has announced proceedings regarding proposed rule changes by MIAX and its affiliates to amend criteria for listing and trading options on commodity-based trust shares. The Commission is reviewing the proposed changes and has extended the timeframe for approval or disapproval to ensure comprehensive consideration of implications.
Learn More📈Proposed Cboe BZX Rule Change for Canary Staked SEI ETF
Cboe BZX Exchange has filed a proposed rule change to list and trade shares of the Canary Staked SEI ETF, governed under Commodity-Based Trust Shares regulations. The proposal includes stipulations for regulatory compliance, trading operations, and investor protections, aiming to enhance market access and investor safety in SEI trading.
Learn More📈SEC Notice on Grayscale Polkadot Trust Trading Approval Process
The SEC has issued a notice regarding a proposed rule change by Nasdaq to list and trade shares of the Grayscale Polkadot Trust. This notice outlines the regulatory process, including comments received and the extended timeline for the SEC's decision, emphasizing the importance of thorough consideration of the proposal.
Learn More🤝SEC Notice on Co-Investment for Oaktree Strategic Credit Fund
The SEC issued a notice of application for an order permitting Oaktree Strategic Credit Fund and affiliated companies to engage in joint transactions for co-investing in portfolio companies, seeking regulatory relief from the Investment Company Act provisions. Interested parties can request a hearing on the matter by the specified deadline.
Learn More📈SEC Extends Compliance Dates for Electronic Submission Regulations
The Securities and Exchange Commission ("Commission") is extending by twelve months the compliance dates for certain of the rule amendments the Commission adopted on December 16, 2024, regarding the electronic submission of certain materials under the Securities Exchange Act of 1934 ("Exchange Act") and amendments to the FOCUS Report (Form X-17A-5), a periodic financial and operational report filed by broker-dealers and security-based swap dealers.
Learn More💼SEC Notice for Joint Transactions by Investment Companies
The SEC issued a notice regarding an application from Russell Investments entities seeking permission for certain joint transactions between investment companies. This involves co-investment opportunities aimed at enhancing collaborative investment strategies, subject to the terms of the Investment Company Act of 1940. Interested parties can request a hearing by a specified deadline.
Learn More💼SEC Notice on Crestline Lending Solutions' Co-Investing Request
The SEC has issued a notice regarding Crestline Lending Solutions, LLC's application for an order to allow certain business development companies and closed-end management investment companies to co-invest in portfolio companies. The application addresses joint transactions that are typically prohibited, providing a collaborative investment opportunity for the applicants and affiliated entities.
Learn More📈Nasdaq Proposes Changes to Listing Rules for de-SPAC Transactions
The SEC published a notice regarding Nasdaq's proposed amendments to initial listing requirements for de-SPAC transactions, aimed at aligning OTC trading SPACs with listed SPACs. The changes are designed to ensure consistent investor protections and improve market operations, simplifying the regulatory landscape for companies engaging in business combinations via SPACs.
Learn More📈SEC Notice on Proposed Options Trading Regulations
The SEC has extended the timeframe for evaluating proposed rule changes from Cboe Exchange and affiliates to allow for the trading of options on Commodity-Based Trust Shares. This notice designates new deadlines for approval, providing the Commission additional time to assess the proposals and their implications for the market.
Learn More💹Cboe BZX Exchange Proposes Fees for All Cancels Report
The Cboe BZX Exchange has proposed the implementation of fees for its new All Cancels Report, aimed at enhancing market data services for trading participants. This report provides comprehensive insights into cancel behavior and messaging for market participants, effective from August 2025.
Learn More