Regulatory Compliance, Financial Implications
8 Jan 2025
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Regulatory Compliance, Financial Impact
6 Jan 2025
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Regulatory Compliance, Financial Implications
6 Jan 2025
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Compliance, Financial Regulation
6 Jan 2025
sec, securities, cboe, fees, financial regulation, audit trail
Regulatory Notice
2 Jan 2025
sec, nasdaq phlx, options trading, rule change, securities regulation
Regulatory Notice
2 Jan 2025
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Compliance
2 Jan 2025
sec, regulatory compliance, information collection, paperwork reduction act, form se
Compliance, Regulatory Requirements
3 Jan 2025
sec, business compliance, financial regulations, investment company act, deregistration
📊SEC Notice on Investment Company Deregistration Applications - Dec 2024
Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to BNY Mellon AMT-Free Municipal Bond Fund, a series of BNY Mellon Municipal Funds, Inc., and on March 8, 2024 made a final distribution to its shareholders based on net asset value. Expenses of $176,946 incurred in connection with the reorganization were paid by the applicant. Filing Date: The application was filed on November 25, 2024. Applicant's Address: c/o BNY Mellon Investment Adviser, Inc., 240 Greenwich Street, New York, New York 10286.
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Compliance, Financial Reporting
3 Jan 2025
market data, sec, regulatory change, cboe, timestamping service
Regulatory Notice
3 Jan 2025
sec, regulatory compliance, sunshine act, meeting notice, enforcement