📈Cboe BZX Exchange Proposal for Bitwise Solana ETF Trading
The Securities and Exchange Commission is evaluating a proposed rule change by Cboe BZX Exchange to list and trade shares of the Bitwise Solana ETF. This proposed listing seeks to track the performance of Solana, a digital asset, and is currently open for public comment, raising various regulatory and market integrity concerns.
Learn More📈Cboe BZX Proposes Solana ETF Listing
The SEC is considering the proposed rule change from Cboe BZX to list and trade shares of the 21Shares Core Solana ETF. The Trust aims to track the performance of SOL digital assets, with proceedings started for public analysis and feedback on the proposal's compliance with key regulations.
Learn More💼SEC Notice on Global X Venture Fund's Joint Transaction Application
The SEC issued a notice regarding an application from Global X Venture Fund and related entities for an order permitting joint transactions among business development companies and their affiliated investment entities. This regulatory move seeks to facilitate co-investments, enhancing collaboration and capital accessibility in the investment landscape.
Learn More🏛️SEC Notice on Consolidated Tape Association Amendment Filing
The SEC has published a notice regarding the immediate effectiveness of amendments to the Consolidated Tape Association and Consolidated Quotation Plans. These amendments primarily involve name changes for certain exchanges and aim to streamline regulatory compliance. Interested parties are invited to comment on the proposed changes, which reflect administrative updates essential for accurate market representation.
Learn More📈SEC Notice on Cboe BZX Exchange ETF Rule Change
The SEC has announced a designation of an extended period to consider a proposed rule change by Cboe BZX Exchange concerning the listing and trading of Multi-Class ETF Shares. This follows prior publications and amendments, reiterating the commission's commitment to thoroughly evaluate the implications of this rule change on the financial markets.
Learn More💼SEC Notice for Joint Transactions in Investment Companies
The SEC has issued a notice regarding an application from 5C Lending Partners Corp. and associated entities, seeking an order to allow business development companies to co-invest in portfolio companies with affiliated investment firms. This application involves overcoming restrictions within the Investment Company Act of 1940, paving the way for collaborative financial operations among these entities.
Learn More📊SEC Proposed Collection for Broker-Dealers under Rule 17a-25
The SEC has proposed a collection of information pursuant to Rule 17a-25, requiring broker-dealers to submit electronic securities transaction data in standardized formats. Comments are invited regarding the necessity and effectiveness of this collection for regulatory functions. The notice includes details on annual requests and time estimates for compliance.
Learn More💼SEC Rule 6h-1 Compliance and Business Implications
The notice from the SEC outlines a request for approval to extend the information collection under Rule 6h-1, establishing necessary standards for trading security futures products. It emphasizes requirements to prevent price manipulation and coordinate trading halts between markets, thus ensuring fair trading practices. Compliance costs and procedures for comment submissions are also detailed.
Learn More💰SEC Proposes Rule Change for Bitcoin and Ethereum ETFs
The SEC is evaluating a proposed rule change by Cboe BZX Exchange to enhance trading processes for ARK 21Shares Bitcoin and 21Shares Core Ethereum ETFs. The change aims to permit in-kind creations and redemptions, potentially impacting market liquidity and investment strategies for these cryptocurrency-based trust shares. The proposal invites commentary to assess its implications effectively.
Learn More📈PGIM's SEC Exemption Application for Employee Fund Investments
PGIM, Inc. and PGIM U.S. Employee Co-Invest, L.P. seek an SEC exemption from certain provisions of the Investment Company Act of 1940 to establish employee-focused funds. This notice outlines the hearing process for interested parties and provides contact information for further inquiries.
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