📈SEC Notice on Proposed Rule Change for Bitwise 10 Crypto Index Fund
The SEC issued a notice regarding NYSE Arca's proposed rule change to list and trade shares of the Bitwise 10 Crypto Index Fund. The notice outlines the timeline for commission action and invites comments from stakeholders. The SEC is allowing additional time for thorough evaluation of the proposed rule change, underscoring the significance of regulatory assessments in the evolving landscape of digital asset investments.
Learn More📈Nasdaq Proposes Major Amendments on Trading Fees and Incentives
The Nasdaq Stock Market has filed a proposed rule change that involves amendments to transaction fees and credits aimed at enhancing liquidity and attracting more trading participation. Key changes include fee reductions and the introduction of new credits for member firms, promoting a more competitive trading environment while addressing previously outdated fee structures.
Learn More💼SEC Notice on Co-Investment Application for Business Development Companies
The SEC released a notice regarding the Coller Secondaries Private Equity Opportunities Fund's application for co-investment permissions under the Investment Company Act. This allows specified investment companies to collaborate on investments, enhancing their operational flexibility and potential funding strategies. Interested parties can request a hearing regarding this application.
Learn More🏛️SEC Sunshine Act Meeting Invitation for June 2025
The Securities and Exchange Commission will hold a public meeting on Sunshine Act provisions, inviting public comments on matters including non-GAAP financial measures and mandatory arbitration clauses. The meeting is scheduled for June 5, 2025, and will be accessible both in-person and via webcast. Public submissions are encouraged prior to the event.
Learn More📈SEC Proposes Rule Change for Options Trading on Commodity Trusts
The SEC has initiated proceedings to evaluate a proposed rule change by Nasdaq ISE, which would amend listing criteria, allowing options trading on Commodity-Based Trust Shares. This innovation aims to enhance transparency and investor protection in the trading environment, providing new opportunities for hedging and price discovery.
Learn More📈SEC Notice for Co-Investment Approval by Great Elm Capital Corp.
The SEC has issued a notice regarding an application from Great Elm Capital Corp. and affiliates seeking permission for certain joint investment transactions under the Investment Company Act of 1940. The application aims to allow business development companies to co-invest, enhancing operational flexibility in their investment strategies.
Learn More📈Cboe BZX Exchange Proposed Rule Change Notice
The Cboe BZX Exchange has filed a notice for proposed rule changes to amend existing rules regarding data source disclosure and primary listing markets. These updates aim to improve transparency and clarity for market participants, aligning exchange rules with recent corporate name changes, while ensuring compliance with regulatory standards set by the Securities and Exchange Commission.
Learn More📜SEC Seeks Comments on Proposed Collection for Rule 7d-1 Compliance
The Securities and Exchange Commission (SEC) is soliciting comments on the information collection requirements under Rule 7d-1, which governs the registration of foreign investment funds. The rule includes provisions for documentation, agreements, and compliance measures necessary for registration under U.S. securities laws, especially targeting Canadian funds.
Learn More📈Cboe BZX Exchange Notice on Market Maker Rule Change
The Securities and Exchange Commission has announced a longer review period for a proposed rule change from Cboe BZX Exchange, designed to modify requirements for registered Market Makers associated with Derivative Securities. The notice reflects ongoing consideration of the complexities involved in the proposed amendments, which may impact trading practices within the industry.
Learn More📄SEC Notice on Rule 0-4 Submission for OMB Review
The SEC gives notice regarding the extension of Rule 0-4 under the Investment Advisers Act, which prescribes the requirements for applications seeking exemptive relief. The rule aims to guide the Commission in assessing exemption requests while detailing the associated cost burdens for applicants, which vary based on application complexity.
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