🤝SEC Notice on Golub Capital BDC Joint Transactions Application
The SEC has issued a notice regarding an application by Golub Capital BDC and affiliates for permission to co-invest in portfolio companies. This request seeks to circumvent certain restrictions under the Investment Company Act to allow collaborative investment opportunities among various BDCs and affiliated entities, enhancing their operational flexibility.
Learn More📊SEC Closed Meeting Agenda
The Securities and Exchange Commission (SEC) will hold a closed meeting to discuss significant topics including the initiation and settlement of injunctive actions and administrative proceedings. Attendance will be limited to SEC officials and certain staff members, and the outcomes may impact regulatory compliance and enforcement matters affecting businesses.
Learn More📈Rule 5703
The Nasdaq Stock Market LLC proposes Rule 5703 to allow for the generic listing and trading of Multi-Class ETF Shares that meet specific regulatory requirements. This facilitates broader investment opportunities while ensuring compliance with the Investment Company Act, enhancing market accessibility and competition in the ETF space.
Learn More📈SEC Notice on FINRA Rule 6152
The SEC has announced an extended review period for FINRA's proposed Rule 6152, which mandates publishing order execution information for NMS stocks. This rule aims to enhance market transparency, requiring members to submit execution reports for public access on the FINRA website.
Learn More📈SEC Extends Review Period for Bitwise Ethereum ETF Staking Proposal
The SEC has designated a longer review period for the NYSE Arca's proposed amendment to allow staking in the Bitwise Ethereum ETF. This decision follows a submission that may impact the trading and investment landscape, as the Commission seeks to thoroughly evaluate the implications of such changes on the market.
Learn More🏛️SEC Notice on Consolidated Tape Association Amendment Filing
The SEC has published a notice regarding the immediate effectiveness of amendments to the Consolidated Tape Association and Consolidated Quotation Plans. These amendments primarily involve name changes for certain exchanges and aim to streamline regulatory compliance. Interested parties are invited to comment on the proposed changes, which reflect administrative updates essential for accurate market representation.
Learn More💼SEC Notice on Global X Venture Fund's Joint Transaction Application
The SEC issued a notice regarding an application from Global X Venture Fund and related entities for an order permitting joint transactions among business development companies and their affiliated investment entities. This regulatory move seeks to facilitate co-investments, enhancing collaboration and capital accessibility in the investment landscape.
Learn More📈SEC Review of Cboe BZX's Canary Solana Trust Proposal
The SEC is considering a proposed rule change allowing Cboe BZX Exchange to list and trade shares of the Canary Solana Trust, which aims to track the performance of the digital asset SOL. This regulatory review addresses legal and policy issues, seeking public comment on the initiative's alignment with investor protection standards.
Learn More📈Cboe BZX Exchange Proposal for Bitwise Solana ETF Trading
The Securities and Exchange Commission is evaluating a proposed rule change by Cboe BZX Exchange to list and trade shares of the Bitwise Solana ETF. This proposed listing seeks to track the performance of Solana, a digital asset, and is currently open for public comment, raising various regulatory and market integrity concerns.
Learn More📈Cboe BZX Proposes Solana ETF Listing
The SEC is considering the proposed rule change from Cboe BZX to list and trade shares of the 21Shares Core Solana ETF. The Trust aims to track the performance of SOL digital assets, with proceedings started for public analysis and feedback on the proposal's compliance with key regulations.
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