Notice 21 Feb 2025 sec, regulations, securities, investment, cryptocurrency, xrp, trust

📈Proposed Rule Change for 21Shares Core XRP Trust Listing

The SEC has published a notice regarding Cboe BZX Exchange's proposed rule change to list and trade shares of the 21Shares Core XRP Trust. This proposal seeks to clarify aspects of the Trust’s operations, investor protections, and compliance with SEC regulations, thereby expanding investment options for cryptocurrency.

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Notice 21 Feb 2025 compliance, sec, securities regulation, investment companies, business development companies

📈SEC Notice on Exemption for Investment Companies and Share Classes

This document details the SEC's notice regarding an application from AMG Comvest Senior Lending Fund and Comvest Credit Managers, LLC, seeking exemption under the Investment Company Act to permit closed-end management investment companies to issue various classes of shares with different fees. It outlines the application process and contacts for further information.

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Notice 20 Feb 2025 compliance, sec, financial regulations, nasdaq, options trading, market mechanisms

📈Nasdaq MRX Proposes Amendments to Options Rules

Nasdaq MRX has filed a notice to amend various options rules, including clarifying Stop Orders and improving mechanisms related to facilitation and price improvement. The proposed changes are immediately effective and seek to refine trading practices within the options market, as well as invite public comments for further review.

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Notice 20 Feb 2025 sec, regulation, nasdaq, options trading, trading rules

📈Nasdaq ISE Proposes Changes to Options Trading Rules

The Securities and Exchange Commission has published a notice regarding Nasdaq ISE's proposed amendments to various options rules, aiming to clarify and refine trading mechanisms such as Stop Order definitions, response treatments, and risk protections. The proposal seeks to enhance operational effectiveness within the options trading framework, inviting public comments for further evaluation.

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Notice 20 Feb 2025 sec, regulation, securities, investment, nyse, cryptocurrency, xrp

📈SEC Approves Grayscale XRP Trust Trading Proposal

The SEC published a notice regarding the proposed rule change by NYSE Arca to list and trade shares of the Grayscale XRP Trust. This initiative seeks to provide a regulated means to invest in XRP through an exchange-traded product, reflecting the ongoing evolution and acceptance of digital assets in the financial markets.

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Notice 19 Feb 2025 compliance, sec, trading, regulation, securities, consolidated audit trail

📊SEC Proposes Amendment to Consolidated Audit Trail Reporting

The SEC issued a notice regarding a proposed amendment to the National Market System Plan governing the Consolidated Audit Trail. This amendment pertains to the reporting of verbal activity and aims to enhance transparency and regulatory compliance among participating exchanges and financial institutions. The Commission has extended the review period for the amendment to ensure thorough consideration.

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Notice 19 Feb 2025 market data, sec, regulatory compliance, financial services, fees, nasdaq

📈SEC Orders Review of Nasdaq's Market Data Fee Increase Proposal

The SEC issued an order regarding Nasdaq's proposed fee increases for market data and connectivity products, which faced disapproval. The order allows for petitions regarding the disapproval, indicating ongoing scrutiny of fee structures related to market data services that could influence market access and costs for businesses.

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Notice 18 Feb 2025 sec, regulatory compliance, pcaob, public companies, firm reporting, engagement metrics

📜PCAOB Withdraws Proposed Rules on Firm Reporting and Engagement Metrics

The PCAOB has officially withdrawn its proposed rules concerning Firm Reporting and Engagement Metrics, initially filed with the Securities and Exchange Commission. This decision follows a period of public comments and an extension of review timelines, signaling a significant shift in potential regulatory standards for public accounting firms and their reporting practices.

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Notice 18 Feb 2025 sec, regulatory changes, nyse arca, securities trading, investor protection, trading hours

📈NYSE Arca Seeks Extended Trading Hours

NYSE Arca has filed amendments to extend trading hours, proposing new trading rules that increase access for investors by allowing trading from 1

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Notice 18 Feb 2025 sec, trading, regulation, investment, financial services, etf, cryptocurrency

📈Cboe BZX Exchange Proposed Rule Change for 21Shares Core Solana ETF

The Cboe BZX Exchange filed a notice for the proposed rule change to list and trade the 21Shares Core Solana ETF, aiming to regulate trading of SOL through a transparent platform. The proposal addresses compliance, investor protection, and market surveillance while offering investors a new channel for cryptocurrency investments.

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