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💰FINRA Proposes New Cost Recovery Fees for Audit Trail Compliance

💰Cboe EDGA's Proposed Rule Change for 2025 CAT Fees

📋SEC Notice on Information Collection for Form SE Extension

📰Notice of Withdrawal of Nasdaq PHLX Proposed Rule Change

📜SEC Notice

✍️SEC Notice Correction for Regulation BTR OMB Review Submission

The Securities and Exchange Commission published a notice document in the Federal Register on December 27, 2024, concerning a Submission for OMB Review; Comment Request; Extension: Regulation BTR. The document contained a typographical error.

📈Cboe Timestamping Service Proposed Rule Change - SEC Notice

🏛️SEC Sunshine Act Meeting Notice – January 8, 2025 (Closed)

📊SEC Notice on Investment Company Deregistration Applications - Dec 2024

Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to BNY Mellon AMT-Free Municipal Bond Fund, a series of BNY Mellon Municipal Funds, Inc., and on March 8, 2024 made a final distribution to its shareholders based on net asset value. Expenses of $176,946 incurred in connection with the reorganization were paid by the applicant. Filing Date: The application was filed on November 25, 2024. Applicant's Address: c/o BNY Mellon Investment Adviser, Inc., 240 Greenwich Street, New York, New York 10286.