Compliance, Regulatory Changes 21 Jan 2025 compliance, sec, regulations, securities, electronic filing, administrative practice and procedure, reporting and recordkeeping requirements, fraud, brokers, confidential business information, investment companies, broker-dealers, swaps, sros

📄SEC Mandates Electronic Filing for Regulatory Compliance

The Securities and Exchange Commission ("Commission" or "SEC") is amending its rules to require electronic filing or submission of certain forms and other filings or submissions that are required to be filed with or submitted to the Commission under the Securities Exchange Act of 1934 ("Exchange Act") and the rules and regulations under the Exchange Act. The amendments require the electronic filing or submission on the Commission's Electronic Data Gathering, Analysis, and Retrieval ("EDGAR") system, using structured data where appropriate, for certain forms filed or submitted by self- regulatory organizations ("SROs"). The amendments require the information currently contained in Form 19b-4(e) to be publicly posted on the SRO's website and remove the manual signature requirements for SRO proposed rule change filings. The Commission is also requiring that a clearing agency post supplemental material to its website. In addition, the Commission is amending rules under the Exchange Act and the Securities Act of 1933 ("Securities Act") to require the electronic filing or submission on EDGAR, using structured data where appropriate, of certain forms, reports, and notices provided by broker- dealers, security-based swap dealers, and major security-based swap participants. The amendments also require withdrawal in certain circumstances of notices filed in connection with an exception to counting certain dealing transactions toward determining whether a person is a security-based swap dealer. Finally, the Commission is allowing electronic signatures in certain broker-dealer filings, and amending the Financial and Operational Combined Uniform Single Report ("FOCUS Report") to harmonize with other rules, make technical corrections, and provide clarifications.

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Compliance, Regulatory 21 Jan 2025 compliance, regulations, government, child support, data report

📋Child Support Annual Data Report

The Administration for Children and Families (ACF), Office of Child Support Services (OCSS), is requesting the Office of Management and Budget (OMB) to approve the Child Support Annual Data Report and Instructions (OCSS-157), with minor revisions, for an additional three years. The current OMB approval expires on March 31, 2025.

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Compliance, Regulatory Requirements, Financial Impact 21 Jan 2025 compliance, regulations, aviation, faa, safety, aircraft, aviation safety, incorporation by reference, air transportation, airworthiness directive, airbus

✈️FAA Proposes Airworthiness Directive for Airbus A321 Airplanes

The FAA proposes to adopt a new airworthiness directive (AD) for all Airbus SAS Model A321-251NX, -252NX, -253NX, -271NX, and -272NX airplanes. This proposed AD was prompted by discovery of two bushes that had migrated on the latch shaft of an emergency overwing exit door (OWED) during accomplishment of an inspection on an in-service airplane. This proposed AD would require repetitive detailed inspections (DETs) of the affected parts and, in case of discrepancies, modification of the affected parts, and would prohibit the installation of affected parts, as specified in a European Union Aviation Safety Agency (EASA) AD, which is proposed for incorporation by reference (IBR). The FAA is proposing this AD to address the unsafe condition on these products.

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Compliance, Regulatory Requirements 21 Jan 2025 compliance, regulations, cybersecurity, homeland security, rail transportation

🚆DHS Ratifies Security Directives Impacting Critical Rail Operations

The Department of Homeland Security (DHS) is publishing official notice that the Transportation Security Oversight Board (TSOB) has ratified Transportation Security Administration (TSA) Security Directive 1580-21-01B, Security Directive 1582-21-01B, Security Directive 1580/82-2022-01A, and Security Directive 1580/82-2022-01C applicable to owners and operators of critical rail entities (owners/ operators). Security Directive 1580-21-01B and Security Directive 1582- 21-01B extended the requirements of 1580-21-01 and 1582-21-01 series for an additional year, with minor revisions. Security Directive 1580/ 82-2022-01A and Security Directive 1580/82-2022-01C extend the performance-based requirements of the 1580/82-2022-01 series for an additional year and amends them to strengthen their effectiveness and address emerging cyber threats.

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Compliance Requirements, Regulatory Changes 21 Jan 2025 compliance, energy, regulations, ferc, inverter-based resources, reliability standards

⚡Analysis of Proposed Reliability Standards PRC-024-

The Federal Energy Regulatory Commission (Commission) proposes to approve proposed Reliability Standards PRC-024-4 (Frequency and Voltage Protection Settings for Synchronous Generators, Type 1 and Type 2 Wind Resources, and Synchronous Condensers) and PRC-029-1 (Frequency and Voltage Ride-through Requirements for Inverter-Based Resources), which the North American Electric Reliability Corporation submitted in response to Commission directives. The Commission seeks comments on all aspects of the proposed approval.

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Compliance, Regulatory Requirements, Economic Impact 21 Jan 2025 compliance, regulations, administrative practice and procedure, reporting and recordkeeping requirements, incorporation by reference, business impact, energy conservation, confidential business information, commercial refrigeration

💼New Energy Conservation Standards for Commercial Refrigeration Equipment

The Energy Policy and Conservation Act, as amended ("EPCA"), prescribes energy conservation standards for various consumer products and certain commercial and industrial equipment, including commercial refrigerators, freezers, and refrigerator-freezers ("commercial refrigeration equipment" or "CRE"). EPCA also requires the U.S. Department of Energy ("DOE") to periodically review its existing standards to determine whether more-stringent standards would be technologically feasible and economically justified and would result in significant energy savings. In this final rule, DOE is adopting new and amended energy conservation standards for CRE. It has determined that the new and amended energy conservation standards for this equipment would result in significant conservation of energy and are technologically feasible and economically justified.

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Regulatory Compliance, Small Business Development 21 Jan 2025 compliance, regulations, small business, securities, meeting
Compliance, Professional Events 17 Jan 2025 regulations, alaska, safety advisory, energy resources, offshore oil, u.s. coast guard

⚓Apply for National Offshore Safety Advisory Committee Membership

The Coast Guard is re-soliciting applications from persons interested in membership on the National Offshore Safety Advisory Committee (Committee) to fill a vacant position representing entities engaged in offshore oil exploration and production on the Outer Continental Shelf adjacent to Alaska. The Committee advises the Secretary of the Department of Homeland Security on matters relating to activities directly involved with, or in support of, the exploration of offshore mineral and energy resources, to the extent that such matters are within the jurisdiction of the U.S. Coast Guard.

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Compliance, Regulatory Requirements, Economic Impact 17 Jan 2025 regulations, aviation, faa, aircraft, reporting and recordkeeping requirements, aircraft registration, electronic issuance

✈️FAA's New Electronic Aircraft Registration Rules

This rulemaking amends FAA regulations pertaining to aircraft registration and dealer's registration certificates to facilitate the electronic issuance of these certificates. Electronic issuance of the certificates is more efficient and cost effective than the traditional agency procedure of printing paper registration certificates and mailing them to aircraft owners and dealers.

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Compliance, Regulatory Analysis 17 Jan 2025 compliance, regulations, department of energy, energy conservation, battery chargers

⚡DOE Withdraws Proposed Energy Standards for Battery Chargers

This document withdraws a proposed rule that was published in the Federal Register on March 15, 2023. The proposed rule would have established amended energy conservation standards for battery chargers.

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