Notice 19 Mar 2025 compliance, regulation, aviation, federal aviation administration, training

✈️FAA Notice

This notice contains a summary of a petition seeking relief from specified requirements of Federal Aviation Regulations. The purpose of this notice is to improve the public's awareness of, and participation in, the FAA's exemption process. Neither publication of this notice nor the inclusion nor omission of information in the summary is intended to affect the legal status of the petition or its final disposition.

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Notice 19 Mar 2025 compliance, regulation, surface transportation, railway, canadian national railway, grand trunk corporation, iowa northern railway, oversight

🚂Oversight Proceedings for Canadian National Railway and Iowa Northern Acquisition

On January 30, 2024, Canadian National Railway Company (CNR) and Grand Trunk Corporation (GTC), together with the Iowa Northern Railway Company (IANR) (collectively, Applicants) filed an application seeking approval for CNR and GTC to acquire control of IANR and operate IANR's 218-mile rail system in Iowa. By decision served on January 14, 2025 (Decision No. 3), the Board approved Applicants' application. As a condition of its approval, the Board imposed a three-year oversight period, during which the Board will closely monitor Applicants' compliance with, and the effectiveness of, the conditions imposed by the Board. Throughout the oversight period, Applicants are required to report service, operational, and competition-related metrics at prescribed frequencies, as described in Decision No. 3. The Board now institutes this proceeding to implement the general oversight condition and provide further guidance regarding Applicants' reporting obligations. ---------------------------------------------------------------------------

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Notice 18 Mar 2025 trading, regulation, securities, cboe, liquidity, preferred market-makers

📈Cboe Exchange Updates Preferred Market-Maker Participation Rules

The Securities and Exchange Commission published a notice regarding a rule change by Cboe Exchange, impacting the participation entitlements of Preferred Market-Makers (PMMs). The amendment proposes a 60/40 entitlement percentage and ensures PMMs receive at least one contract if they quote at the best price, aiming to enhance liquidity and trading opportunities.

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Notice 18 Mar 2025 sec, trading, regulation, finance, nyse, connectivity-fees

💰SEC Notice on NYSE National Connectivity Fee Schedule Change

The Securities and Exchange Commission published a notice regarding a proposed rule change by NYSE National, Inc. This change aims to amend the Connectivity Fee Schedule in light of the name change from NYSE Chicago, Inc. to NYSE Texas, Inc., and is designed to ensure clarity and consistency within trading operations. Interested stakeholders are invited to comment on the proposal.

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Notice 18 Mar 2025 sec, regulation, investment, financial compliance, co-investment

💼SEC Notice on Co-Investment Application by Meketa Capital, LLC

The SEC has issued a notice regarding an application from Meketa Capital, LLC, and related entities seeking an order to co-invest in portfolio companies. This notice outlines the implications of joint transactions that are generally prohibited, providing insight into regulatory compliance for investment management firms.

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Notice 18 Mar 2025 compliance, trading, regulation, securities, options, financial markets, futures

📈SEC Notice on Cboe Proposed Rule Change for Future-Option Orders

The Securities and Exchange Commission has issued a notice regarding Cboe Exchange's proposed rule change to allow orders with options and futures legs, termed "Future-Option Orders." The Commission has designated an extended timeline for reviewing this proposal, aiming to ensure adequate consideration of the change and its implications for the market.

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Notice 18 Mar 2025 regulation, securities, investment, financial services, cryptocurrency

📈SEC Notice on Fidelity Ethereum Fund Options Listing

The SEC issued a notice regarding the Cboe EDGX Exchange's proposed rule change to list options on the Fidelity Ethereum Fund. The notice indicates an extension of the Commission's review period to allow adequate consideration of this significant financial instrument, with the new decision deadline set for May 14, 2025.

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Notice 18 Mar 2025 compliance, regulation, finance, securities, nasdaq, transaction fees

💰Nasdaq Proposes Changes to Transaction Fees Affecting Businesses

The Nasdaq Stock Market LLC has filed a proposed rule change to amend its transaction fees for the Nasdaq Report Center and the Equity Trade Journal for Clearing Firms. This notice invites comments from interested parties on the proposal, highlighting the importance of stakeholder feedback in the regulatory process.

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Notice 18 Mar 2025 compliance, energy, regulation, business communication, federal agency

📜Notice on Off-the-Record Communications by the Department of Energy

This notice from the Department of Energy highlights the rules concerning off-the-record communications that may influence contested proceedings. It stipulates requirements for reporting such communications and outlines the process for including them in the decisional record, ensuring transparency and fairness in regulatory decisions.

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Notice 18 Mar 2025 compliance, regulation, securities, market participants, fees, miami, testing systems, emerald

💰MIAX Emerald Proposes Fee Change for Testing Systems Access

The MIAX Emerald, LLC has proposed a rule change to amend its fee schedule, establishing a fee for market participants utilizing its dedicated cross connection for testing systems. The Securities and Exchange Commission is seeking public comments on this proposal, which was filed for immediate effectiveness.

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