Notice 21 Apr 2025 compliance, trading, exchange, regulation, securities, nasdaq phlx, complex orders

📈Nasdaq PHLX Updates Complex Order Functionality for Traders

Nasdaq PHLX LLC proposes amendments to its complex order functionality to enhance trading efficiency and regulatory compliance. The changes align with existing systems at Nasdaq ISE and MRX, aiming for improved performance and scalability in complex options trading. This update includes rule modifications affecting legging orders, complex order strategies, and risk protections to better serve market participants.

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Notice 21 Apr 2025 regulation, financial services, options trading, bitcoin, cryptocurrency

💰Proposed Rule for Options Trading on VanEck Bitcoin Trust

The SEC's proposed rule change allows MIAX Pearl to list and trade options on the VanEck Bitcoin Trust. This change aims to enhance market efficiency and investor access to Bitcoin without the complexities of direct ownership, ultimately providing a regulated investment vehicle for cryptocurrencies.

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Notice 21 Apr 2025 compliance, healthcare, regulation, public comment, medicare, business

🏥CMS Proposed Information Collection Activities and Business Impact

The Centers for Medicare & Medicaid Services (CMS) is announcing an opportunity for the public to comment on CMS' intention to collect information from the public. Under the Paperwork Reduction Act of 1995 (PRA), federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information (including each proposed extension or reinstatement of an existing collection of information) and to allow 60 days for public comment on the proposed action. Interested persons are invited to send comments regarding our burden estimates or any other aspect of this collection of information, including the necessity and utility of the proposed information collection for the proper performance of the agency's functions, the accuracy of the estimated burden, ways to enhance the quality, utility, and clarity of the information to be collected, and the use of automated collection techniques or other forms of information technology to minimize the information collection burden.

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Notice 21 Apr 2025 compliance, governance, regulation, securities, risk management, ice clear credit

📊ICC's Governance Playbook Revision to Enhance Risk Management

ICE Clear Credit has filed a proposed rule change revising its Governance Playbook to establish a new Board Risk Committee. This initiative is intended to improve oversight of risk management within ICC, ensuring better compliance and operational efficiency in the clearing of securities transactions and derivatives. The changes will enhance transparency and governance in risk oversight.

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Notice 21 Apr 2025 compliance, regulation, surface transportation, dhs, tsa, transportation security

🚆TSA Seeks Comments on Surface Transportation Security Information Collection

The Transportation Security Administration (TSA) invites public comment on one currently approved Information Collection Request (ICR), Office of Management and Budget (OMB) control number 1652-0051, abstracted below that we will submit to OMB for a revision in compliance with the Paperwork Reduction Act (PRA). The ICR describes the nature of the information collection and its expected burden. The collection involves information to validate compliance with regulatory requirements aimed at enhancing surface transportation security, including security coordinator information, reporting of significant security concerns, location and shipping information, chain of custody and control requirements, security training programs and, security training records.

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Notice 21 Apr 2025 commerce, regulation, treasury department, business transactions, sdn list, ofac sanctions

🔓OFAC Sanctions Notice

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons whose property and interests in property have been unblocked and who have been removed from OFAC's Specially Designated Nationals and Blocked Persons List (SDN List).

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Notice 18 Apr 2025 compliance, sec, regulation, finance, investment company act, rule 12d3-1

📈Updates on SEC Rule 12d3-1

The Securities and Exchange Commission is proposing a collection of information regarding Rule 12d3-1 under the Investment Company Act of 1940. This rule allows funds to invest a small percentage of their assets in securities from businesses involved in securities-related activities, while requiring amendments to subadvisory contracts to avoid conflicts of interest, enhancing operational transparency and compliance requirements.

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Notice 18 Apr 2025 compliance, safety standards, mining, regulation, mine safety, msha, respirable dust protection, wolf run mining

⛏️Wolf Run Mining’s Petition for Modification of Mine Safety Standards

This notice is a summary of a petition for modification submitted to the Mine Safety and Health Administration (MSHA) by Wolf Run Mining, LLC.

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Notice 18 Apr 2025 compliance, environmental protection, regulation, business implications, federal agency, impact statement

🌍Overview of Environmental Impact Statements and Business Compliance

This notice from the Environmental Protection Agency announces the availability of Environmental Impact Statements (EIS) for review, including deadlines and contact information for responsible agencies. It emphasizes the need for public comments on EISs and includes significant environmental assessments for various projects, highlighting the importance of compliance with federal regulations.

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Notice 18 Apr 2025 compliance, regulation, safety, construction, osha, labor

🦺National Safety Stand-Down for Fall Prevention in Construction

The Department of Labor (DOL) is submitting this Occupational Safety & Health Administration (OSHA)-sponsored information collection request (ICR) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 (PRA). Public comments on the ICR are invited.

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