Notice 2 Sep 2025 trading, regulation, finance, securities, nyse, liquidity

💹NYSE Proposes Rule Change for Reserve Order Quantity Flexibility

The Securities and Exchange Commission has announced the New York Stock Exchange's proposed amendment to Rule 7.31(d)(1)(A), which allows Reserve Orders to have mixed lot sizes. This change aims to harmonize functionalities across markets and enhance displayed liquidity, facilitating increased interaction among market participants.

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Notice 2 Sep 2025 compliance, nuclear, regulation, federal agencies, risk assessment, public safety

⚠️NRC Draft Report on Level 3 Probabilistic Risk Assessment for Reactors

The U.S. Nuclear Regulatory Commission (NRC) is issuing for public comment a draft report on the Level 3 Probabilistic Risk Assessment (PRA) project; specifically, "Volume 5: Overview of Reactor, Low-Power and Shutdown, Level 1, 2, and 3 PRAs for Internal Events."

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Notice 2 Sep 2025 trading, regulation, securities, nyse arca, liquidity, market dynamics

💹NYSE Arca Proposes Rule Change for Mixed Lot Reserve Orders

NYSE Arca has proposed an amendment to Rule 7.31-E(d)(1)(A) to permit mixed lot sizes for displayed quantities of Reserve Orders, aiming to harmonize functionalities across markets. This rule change aims to enhance liquidity and flexibility in order submissions, supporting a more dynamic trading environment.

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Notice 2 Sep 2025 compliance, regulation, banking, federal reserve, mergers and acquisitions

🏦Federal Reserve Notice on Bank Holding Company Mergers and Acquisitions

The Federal Reserve System announces applications for the formation, acquisition, and merger of bank holding companies under the Bank Holding Company Act. Interested parties are invited to comment on these applications, which are available for public inspection, and the process involves several regulatory compliance measures and potential impacts on the banking landscape.

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Notice 2 Sep 2025 compliance, nuclear, regulation, public meetings, environmental review, credit ratings

📅NRC Sunshine Act Meetings

The Nuclear Regulatory Commission (NRC) will hold public meetings addressing topics such as alternatives to credit ratings and environmental review processes. Stakeholders in the nuclear sector are encouraged to attend or participate via teleconference to stay informed about crucial regulatory developments that may impact compliance and operations.

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Notice 2 Sep 2025 compliance, sec, regulation, cboe, exchange-traded-funds, financial-markets

📈Cboe BZX Exchange Proposes New ETF Class Rule Change

The Cboe BZX Exchange proposes a rule amendment to allow the listing and trading of Class Exchange-Traded Fund Shares, aiming to enhance trading efficiency and market opportunities while ensuring compliance with existing securities regulations. The amendment seeks to clarify standards and streamline the process for ETF management companies.

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Notice 29 Aug 2025 compliance, energy, regulation, financial implications, federal energy regulatory commission

⚡NedPower Mount Storm Section 206 Compliance Notice Overview

The Federal Energy Regulatory Commission has initiated a proceeding to investigate whether NedPower Mount Storm LLC's Rate Schedule is unjust or unlawful, establishing a refund effective date based on this notice. Interested parties have a 21-day window to intervene, highlighting the importance of compliance and the potential for regulatory changes in the energy market.

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Notice 29 Aug 2025 compliance, sec, regulation, financial reporting, cboe, audit, tph

📊Cboe Proposes New Rule for Annual Audits from Trading Permit Holders

The Cboe Exchange proposes to update its rules for Trading Permit Holders (TPHs), mandating annual audited reports in alignment with SEC requirements. This aims to simplify compliance and enhance regulatory oversight, ensuring all TPHs follow consistent financial reporting standards, regardless of previous exemptions.

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Notice 29 Aug 2025 compliance, energy, regulation, corporate filings, federal, electric

⚡Combined Notice of Electric Corporate Filings and Authorizations

The Department of Energy announces several electric corporate filings received by the Federal Energy Regulatory Commission. The document details various applicants and their applications for authorizations under the Federal Power Act, highlighting deadlines for comments and interventions in ongoing regulatory processes.

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Notice 29 Aug 2025 compliance, information collection, regulation, business operations, social security

📄Analysis of SSA's Information Collection and Its Business Implications

The Social Security Administration has proposed revisions to information collection requirements related to various forms that impact benefits and compliance. These changes address the accuracy and burden estimates associated with collecting data from beneficiaries and other respondents, highlighting the need for public comments on proposed information collections.

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