Notice 17 Mar 2025 compliance, nyse, trading fees, options, broker regulations

💰NYSE American Proposes Changes to Options Fee Schedule

The NYSE American LLC has filed a proposed rule change to amend its Options Fee Schedule. The changes include adjustments to the Floor Broker Fixed Cost Prepayment Incentive Program, with the aim of modifying qualification thresholds and introducing new incentives for manual executions. The rule change is available for public comment and is effective immediately.

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Notice 14 Mar 2025 nyse, options, trading rules, financial markets, etfs, sec regulations, commodity-based trust shares

📈NYSE Proposal to Allow Options on Commodity-Based Trust Shares

NYSE American has filed a proposed rule change to amend Rule 915, permitting options on Commodity-Based Trust Shares. This change aligns with existing regulations, aims to increase investment options, and enhance competition in the market. The initiative is expected to benefit investors by providing additional risk management tools through listed options.

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Notice 6 Mar 2025 trading, sec, regulation, options, nasdaq, financial markets

📈Nasdaq PHLX Proposed Rule Change for Options Execution Transactions

The Securities and Exchange Commission has published a notice regarding Nasdaq PHLX LLC's proposed rule change to amend Options 8, Section 22, relating to the execution of options transactions. The amendments aim to clarify rules without introducing significant changes, facilitating immediate effectiveness post-filing and inviting public comment on the modifications.

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Notice 6 Mar 2025 financial services, trading, securities, cryptocurrency, regulation, options, ethereum

📈Cboe Proposal for Ethereum Options Trading Under SEC Review

The SEC has designated a longer review period for Cboe’s proposal to list options on the Fidelity Ethereum Fund, which could affect the trading landscape for cryptocurrency-based products. The proposal includes trading limits and details on surveillance measures. Continued discussions and amendments are part of the regulatory process.

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Notice 5 Mar 2025 bitcoin, financial regulation, cboe, market, trading, options

📈Cboe's Proposed Rule Change for Bitcoin Options Expirations

The Securities and Exchange Commission is reviewing a proposed rule change by Cboe Exchange to add P.M.-settled options for the Cboe Bitcoin U.S. ETF Index and its mini version. This proposal aims to provide more flexible expirations, including daily and quarterly, enhancing trading opportunities and risk management for market participants.

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Notice 27 Feb 2025 financial regulation, options, trading, nyse, securities, compliance

💰NYSE Arca Proposes Changes to Options Fee Schedule

The Securities and Exchange Commission announces a proposed rule change by NYSE Arca, Inc. to modify its Options Fee Schedule. This includes adjustments to customer incentive programs, aiming to enhance participation in options trading by lowering qualification thresholds. Interested parties may submit comments regarding the proposed changes.

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Notice 26 Feb 2025 etfs, finance, commodity-based trust shares, options, trading, regulation

📈Nasdaq ISE Proposes New Rules for Trading Options on ETFs

Nasdaq ISE has filed a proposed rule change to amend its criteria for underlying securities in options trading, specifically allowing the listing and trading of options on Commodity-Based Trust Shares. This adjustment aims to streamline the process, enhancing opportunities for financial investment and market participation.

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Notice 13 Feb 2025 options, cryptocurrency, securities, trading, financial instruments, regulation

💹SEC Extends Review Period for Grayscale Bitcoin Trust FLEX Options

The SEC has designated a longer review period for a proposed rule change that would allow FLEX options on shares of the Grayscale Bitcoin Trust. Originally filed by NYSE American LLC, the extension aims to give the Commission sufficient time to evaluate the implications of this potential addition to the trading landscape.

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Notice 10 Feb 2025 options, business, trading, regulations, securities, finance, nasdaq, compliance

📈Nasdaq PHLX Proposes New OTTO Protocol for Options Trading

The SEC has published a notice regarding Nasdaq PHLX LLC's filing for a new trading protocol called "Ouch to Trade Options" (OTTO). The proposal aims to amend existing options rules, including order types and member fees. Stakeholders are invited to comment on this significant regulatory change, which is designed for immediate effectiveness, enhancing trading operations within the options market.

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Compliance, Financial Regulation 29 Jan 2025 regulation, trading, securities, options, cboe, financial services