Notice 22 Jul 2025 regulation, securities, business compliance, options trading, investors exchange

📈SEC Notice on IEX Options Trading Rules Regulatory Action

The Securities and Exchange Commission has designated a longer period to decide on a proposed rule change regarding the trading of options on the Investors Exchange LLC. This includes discussions on amendments made to the initial proposal and opportunities for public comment, indicating ongoing regulatory scrutiny and implications for the trading landscape.

Learn More
Notice 17 Jul 2025 regulatory changes, securities, options trading, box exchange, rebates, market share

📈BOX Exchange Adjusts Rebate Thresholds for Options Trading

The Securities and Exchange Commission announces a proposed rule change by BOX Exchange LLC to amend volume threshold percentages for rebates on non-auction transactions in multiply-listed options classes. This adjustment aims to enhance competitiveness and incentivize increased trading volumes among participants.

Learn More
Notice 15 Jul 2025 regulation, finance, securities, investment, nasdaq, options trading, corporate governance

📈Proposed Rule Change to Amend Short Term Options Program

The Securities and Exchange Commission published a notice regarding an amendment to the Short Term Option Series Program, allowing for the listing of up to two Monday and Wednesday expirations for qualifying individual stocks and Exchange-Traded Fund Shares. This change aims to enhance trading flexibility and investor options in the options market.

Learn More
Notice 15 Jul 2025 regulatory compliance, options trading, fee schedule, miami international securities exchange, united states steel corporation

📈Proposed Rule Change on MIAX Fee Schedule Affecting Select Symbols

The Miami International Securities Exchange (MIAX) has filed a proposed rule change to amend its Fee Schedule by removing the Select Symbol “X," pertaining to United States Steel Corporation, from its Priority Customer Rebate Program. This change follows the delisting of United States Steel Corporation's options, aiming to clarify the incentives for Priority Customer orders on the Exchange.

Learn More
Notice 10 Jul 2025 securities, financial regulations, nasdaq phlx, options trading, market makers, rebates

💰Nasdaq PHLX Proposes QCC Rebate Amendments for Options Trading

Nasdaq PHLX LLC has filed a proposed rule change to amend its QCC rebate structure, aiming to incentivize higher trading volumes among market participants. The amendment seeks to increase the rebate from $0.27 to $0.30 per contract under specific conditions, promoting greater transaction activity on the Exchange.

Learn More
Notice 10 Jul 2025 sec, nasdaq phlx, options trading, regulatory fees, market compliance

💰Nasdaq PHLX Proposes Reduction in Options Regulatory Fee

The Securities and Exchange Commission published a notice regarding Nasdaq PHLX LLC's proposal to lower its Options Regulatory Fee from $0.0034 to $0.0024 per contract. This change, effective August 1, 2025, aims to align regulatory revenue with operational costs while ensuring equitable allocation among member organizations. The proposal seeks to enhance compliance and reduce transaction costs for participants in options trading.

Learn More
Notice 10 Jul 2025 compliance, financial services, options trading, regulatory fees, gemx, market implications

💵Nasdaq GEMX Proposes Reduction of Options Regulatory Fee to $0.0009

Nasdaq GEMX proposes to reduce its Options Regulatory Fee from $0.0012 to $0.0009 per contract side, effective August 1, 2025, to align revenue with regulatory costs and ensure compliance with the Securities Exchange Act. This decision aims to alleviate financial burdens on market participants while maintaining adequate funding for regulatory oversight.

Learn More
Notice 10 Jul 2025 compliance, securities, nasdaq, options trading, regulatory fees

📉Nasdaq Proposes Reduction in Options Regulatory Fees

The Nasdaq Stock Market LLC announced a proposed rule change to lower the Options Regulatory Fee (ORF) from $0.0014 to $0.0005 per contract side, effective August 1, 2025. This decision aims to align regulatory revenue with the Exchange's estimated Options Regulatory Costs, ensuring fair charges for Participants and maintaining compliance standards.

Learn More
Notice 8 Jul 2025 options trading, financial regulation, securities exchange commission, miami international securities exchange, micro narrow-based indexes

📈Proposed Rules for Micro Narrow-Based Index Options Trading

The Miami International Securities Exchange proposes to amend index options rules to introduce micro narrow-based indexes. This includes establishing listing and maintenance standards for these indexes, aiming to enhance trading opportunities and market liquidity. The regulations are designed to ensure proper oversight and maintain market integrity while fostering innovation in options trading.

Learn More
Notice 8 Jul 2025 nasdaq, options trading, bitcoin, financial markets, sec regulations, trading strategies

💰Proposed Rule Change for Bitcoin Options Trading by SEC

The SEC has designated an extended review period for Nasdaq Phlx's proposed rule change, which would permit the trading of FLEX options on the iShares Bitcoin Trust ETF. This decision follows a series of reviews and public comments, underscoring the significance of evolving cryptocurrency-related trading practices within regulated financial markets.

Learn More