Notice 5 Mar 2025 sec, regulatory compliance, nyse, financial services, options trading

💼NYSE American Options Fee Schedule Modification Notification

The NYSE American LLC submitted a proposed rule change to modify its Options Fee Schedule by removing outdated fee texts related to the Pillar Platform migration. The proposed change aims for immediate effectiveness and invites public comments to assess its consistency with the Securities Exchange Act.

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Notice 4 Mar 2025 regulation, securities, nyse, business compliance, rule change

📈New Proposed Rule Change by NYSE National for ETP Holders

The Securities and Exchange Commission announces a proposed rule change from NYSE National, establishing a new Rule 10.7000 Series focused on the review and appeal of adverse actions. This new rule seeks to reinstate provisions inadvertently deleted in 2018 and includes important changes to application procedures and revocations relevant to ETP holders. Interested parties are invited to submit comments on the proposal.

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Notice 4 Mar 2025 sec, regulation, securities, nyse, financial markets, debt securities

📈SEC Approves NYSE’s Amendment for Trading Debt Securities

The Securities and Exchange Commission has granted the New York Stock Exchange approval to amend a prior exemption, allowing issuers of debt securities to trade on NYSE Bonds even if their securities are not registered with the Exchange Act, provided certain conditions are met. This aims to improve competition and transparency in the public debt markets.

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Notice 3 Mar 2025 regulatory, securities, nyse, cryptocurrency, etfs, staking

📈SEC Notice on Grayscale Ethereum Trust Staking Rule Change

The Securities and Exchange Commission (SEC) published a notice regarding a proposed rule change by NYSE Arca to allow the Grayscale Ethereum Trusts to engage in staking activities. This amendment aims to enhance investors' ability to earn rewards while ensuring compliance with existing regulatory frameworks governing commodity-based trust shares.

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Notice 27 Feb 2025 compliance, trading, securities, nyse, options, financial regulation

💰NYSE Arca Proposes Changes to Options Fee Schedule

The Securities and Exchange Commission announces a proposed rule change by NYSE Arca, Inc. to modify its Options Fee Schedule. This includes adjustments to customer incentive programs, aiming to enhance participation in options trading by lowering qualification thresholds. Interested parties may submit comments regarding the proposed changes.

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Notice 20 Feb 2025 sec, regulation, securities, investment, nyse, cryptocurrency, xrp

📈SEC Approves Grayscale XRP Trust Trading Proposal

The SEC published a notice regarding the proposed rule change by NYSE Arca to list and trade shares of the Grayscale XRP Trust. This initiative seeks to provide a regulated means to invest in XRP through an exchange-traded product, reflecting the ongoing evolution and acceptance of digital assets in the financial markets.

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Notice 18 Feb 2025 regulation, securities, nyse, cash sales, shareholder approval

📈NYSE American Proposes Rule Change on Cash Sales and Shareholder Approval

The NYSE American LLC has proposed a rule change to amend Section 713 of its Company Guide. The change aims to redefine the pricing test for cash sales of securities that qualify for exemption from shareholder approval, clarifying that only cash sales at or above a newly defined minimum price will meet this exemption criteria.

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Notice 12 Feb 2025 compliance, regulation, securities, investment, nyse, cryptocurrency, digital assets, solana, grayscale

📈SEC Notice on Grayscale Solana Trust Rule Change

The SEC has published a notice regarding a proposed rule change by NYSE Arca to list and trade shares of the Grayscale Solana Trust as commodity-based trust shares. This move aims to establish a regulated trading framework for cryptocurrency investments, presenting new opportunities for market participation among investors.

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Notice 6 Feb 2025 compliance, regulation, securities, investment, nyse, digital assets

📈SEC Proposal for Trading of Digital and Commodity Asset Investments

The SEC is initiating proceedings to evaluate a proposed rule change by NYSE Arca to enable the listing and trading of Commodity- and Digital Asset-Based Investment Interests. This includes shares of the Grayscale Digital Large Cap Fund LLC, potentially offering new avenues for investment while ensuring regulatory compliance. Comments from interested parties are being requested to assess the proposal's implications.

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Notice 3 Feb 2025 market data, compliance, sec, regulation, finance, securities, nyse

📈SEC Notice on NYSE Arca's Market Data Fee Change

The Securities and Exchange Commission (SEC) has published a notice regarding NYSE Arca's proposed rule change to expand the Per User Access Fee for the NYSE Aggregated Lite data feed. This change is set to take effect soon, following a solicitation for public comments on the proposal to enhance compliance and operational protocols among market participants.

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