Notice 18 Feb 2025 regulation, securities, nyse, cash sales, shareholder approval

📈NYSE American Proposes Rule Change on Cash Sales and Shareholder Approval

The NYSE American LLC has proposed a rule change to amend Section 713 of its Company Guide. The change aims to redefine the pricing test for cash sales of securities that qualify for exemption from shareholder approval, clarifying that only cash sales at or above a newly defined minimum price will meet this exemption criteria.

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Notice 12 Feb 2025 securities, cryptocurrency, digital assets, investment, nyse, solana, compliance, regulation, grayscale

📈SEC Notice on Grayscale Solana Trust Rule Change

The SEC has published a notice regarding a proposed rule change by NYSE Arca to list and trade shares of the Grayscale Solana Trust as commodity-based trust shares. This move aims to establish a regulated trading framework for cryptocurrency investments, presenting new opportunities for market participation among investors.

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Notice 6 Feb 2025 investment, digital assets, regulation, securities, nyse, compliance

📈SEC Proposal for Trading of Digital and Commodity Asset Investments

The SEC is initiating proceedings to evaluate a proposed rule change by NYSE Arca to enable the listing and trading of Commodity- and Digital Asset-Based Investment Interests. This includes shares of the Grayscale Digital Large Cap Fund LLC, potentially offering new avenues for investment while ensuring regulatory compliance. Comments from interested parties are being requested to assess the proposal's implications.

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Notice 3 Feb 2025 market data, compliance, sec, regulation, finance, securities, nyse

📈SEC Notice on NYSE Arca's Market Data Fee Change

The Securities and Exchange Commission (SEC) has published a notice regarding NYSE Arca's proposed rule change to expand the Per User Access Fee for the NYSE Aggregated Lite data feed. This change is set to take effect soon, following a solicitation for public comments on the proposal to enhance compliance and operational protocols among market participants.

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Regulatory Compliance, Financial Impact 31 Jan 2025 market data, compliance, regulations, securities, nyse, financial services
Regulatory Compliance, Financial Management 31 Jan 2025 market data, regulations, securities, nyse, financial services, fees
Regulatory Requirements, Financial Implications 23 Jan 2025 trading, regulations, nyse, options fee schedule, floor brokers
Regulatory Update, Compliance 23 Jan 2025 sec, regulation, nyse, connectivity fees, proposed rule, exchanges
Compliance, Financial Regulation 22 Jan 2025 compliance, sec, nyse, reverse stock split, investor protection, stock market
Compliance, Financial Services, Investment 21 Jan 2025 compliance, regulation, finance, securities, investment, nyse, cryptocurrency