Notice 19 May 2025 compliance, trading, regulation, securities, nyse, auction, financial market

📈NYSE Texas Proposes New Rules for Auction Processes and Orders

NYSE Texas seeks to implement proposed Rule 7.35, detailing how auctions will be conducted on the Exchange. The rule introduces new order types and amendments to existing rules, aimed at enhancing trading operations and aligning with rules from its affiliate, NYSE Arca. This is part of ongoing efforts to refine market practices and facilitate competitive trading environments.

Learn More
Notice 13 May 2025 compliance, regulation, finance, securities, nyse, markets

🏦NYSE Arca Proposes Rule Change for NYSE Texas Name Update

The NYSE Arca has filed a notice to reflect the name change of "NYSE Chicago, Inc." to "NYSE Texas, Inc." in its rules. The proposed changes are conforming and non-substantive, aiming to enhance clarity and transparency within the exchange's operational framework. This adjustment ensures compliance with regulatory standards and minimizes confusion among market participants.

Learn More
Notice 13 May 2025 compliance, trading, regulation, securities, nyse, financial-services

📈NYSE National's Proposed Rule Change Reflects Affiliate Name Change

The NYSE National, Inc. has filed a proposed rule change to update its rules to reflect the name change of its affiliate from NYSE Chicago, Inc. to NYSE Texas, Inc. The proposed changes are non-substantive and aim to enhance clarity and transparency within the Exchange's operations.

Learn More
Notice 9 May 2025 regulatory compliance, finance, securities, nyse, auctions

📈NYSE Arca Proposes Rule Change on Indicative Match Price

The NYSE Arca has filed a proposed rule change to amend Rule 7.35-E regarding the Indicative Match Price used in auctions. This change aims to clarify existing rules and restore definitions inadvertently omitted during previous amendments, thus enhancing the transparency and efficiency of trading practices on the exchange.

Learn More
Notice 9 May 2025 sec, nyse, options trading, bitcoin, financial regulation, etf, flex options

📈NYSE American Proposes New FLEX Options for Bitcoin ETFs

The SEC notice details NYSE American's proposed amendment to enable FLEX Options on bitcoin-holding ETFs, including Grayscale and Bitwise. The rule aims to enhance trading flexibility and efficiency, facilitating investor access while maintaining regulatory safeguards against manipulation. This is anticipated to attract increased market participation and liquidity.

Learn More
Notice 8 May 2025 nyse, options trading, market liquidity, financial regulation, investor incentives

📈NYSE American Options Fee Schedule Waived for May-July 2025

The Securities and Exchange Commission has announced a proposed rule change from NYSE American LLC to waive the maximum combined credits for Floor Broker firms in their Options Fee Schedule for May, June, and July 2025. This change aims to support liquidity and encourage continued business engagement on the Exchange amidst market volatility.

Learn More
Notice 8 May 2025 compliance, regulations, nyse, stock exchange, ipo, foreign companies

📈NYSE Revised Listing Standards for International IPOs Impacting Companies

The NYSE has approved an amendment to its listing standards, enabling companies from outside North America to include global stockholders in calculating compliance with initial listing requirements. This change aims to facilitate easier accessibility for foreign companies seeking to list on the NYSE in connection with their IPOs, thereby enhancing liquidity and trading opportunities in U.S. markets.

Learn More
Notice 6 May 2025 nyse, securities exchange, financial regulation, trading rules, debt securities

📈NYSE Proposes Rule Change for Trading Unlisted Debt Securities

The Securities and Exchange Commission has published a notice regarding the New York Stock Exchange's proposed amendments to Rules 1400 and 1401, aimed at enhancing the trading of unlisted debt securities on its NYSE Bonds platform. The proposed changes seek to expand trading options, improve regulatory compliance, and promote a competitive and transparent bond market.

Learn More
Notice 5 May 2025 regulations, finance, securities, nyse, connectivity fees, colocation, data feeds

📈NYSE National Adjusts Connectivity Fee Schedule for Businesses

The NYSE National aims to amend its Connectivity Fee Schedule, altering the list of third party systems and data feeds available to users. This includes changes to related fees and conditions for charging redistribution fees, aimed at enhancing service options for market participants. The amendments reflect a response to user demand for expanded connectivity in a competitive market.

Learn More
Notice 5 May 2025 sec, regulatory compliance, nyse, colocation services, third-party systems, data fees

📊SEC Proposes Rule Change for NYSE American Connectivity Fees

The SEC announces proposed amendments to the NYSE American LLC’s Connectivity Fee Schedule, addressing connectivity options and fees related to third-party systems and data feeds. The changes seek to enhance the services available to users while ensuring equitable access across the board.

Learn More