Notice 25 Feb 2025 market regulations, investment, etf, cryptocurrencies, nasdaq, xrp, sec

💰SEC Approves Proposed Rule for CoinShares XRP ETF Listing

The SEC has published a notice regarding Nasdaq's proposed rule change to list and trade CoinShares XRP ETF shares under Nasdaq Rule 5711(d). This initiative aims to enhance investor access to XRP through a regulated exchange-traded product while addressing regulations to curb market manipulation and protect investors.

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Notice 20 Feb 2025 regulatory compliance, securities, business impact, nasdaq, options trading

📈Nasdaq GEMX Proposes Changes to Options Trading Regulations

The Securities and Exchange Commission has published a notice regarding Nasdaq GEMX's proposed rule changes aimed at amending various options rules. Key changes include refining definitions of Stop Orders, updating mechanisms for trade responses, and adjusting Risk Protection parameters, alongside other technical amendments. Public comments on these changes are also being solicited.

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Notice 20 Feb 2025 regulation, securities, fees, nasdaq, options trading, rebates

💰Nasdaq MRX Proposed Rule Change on Options Pricing Schedule

The SEC has published a notice regarding Nasdaq MRX's proposed rule change to amend its pricing schedule. Key changes include the adoption of Penny Symbol Maker Rebates, modifications to Taker Fees, and adjustments to volume requirements, all aimed at refining the trading fee structure on the exchange.

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Notice 20 Feb 2025 compliance, sec, financial regulations, nasdaq, options trading, market mechanisms

📈Nasdaq MRX Proposes Amendments to Options Rules

Nasdaq MRX has filed a notice to amend various options rules, including clarifying Stop Orders and improving mechanisms related to facilitation and price improvement. The proposed changes are immediately effective and seek to refine trading practices within the options market, as well as invite public comments for further review.

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Notice 20 Feb 2025 sec, regulation, nasdaq, options trading, trading rules

📈Nasdaq ISE Proposes Changes to Options Trading Rules

The Securities and Exchange Commission has published a notice regarding Nasdaq ISE's proposed amendments to various options rules, aiming to clarify and refine trading mechanisms such as Stop Order definitions, response treatments, and risk protections. The proposal seeks to enhance operational effectiveness within the options trading framework, inviting public comments for further evaluation.

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Notice 19 Feb 2025 regulatory compliance, nasdaq, trading rules, market makers, liquidity incentives

📈Nasdaq Rule Change on Market Maker Incentives

The Securities and Exchange Commission has published a notice regarding Nasdaq's proposed rule change to amend its pricing schedule related to market maker incentives for removing liquidity in penny symbols. This rule aims to adjust fee structures to facilitate improved trading conditions on the Nasdaq Options Market. Public comments are invited on the proposal.

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Notice 19 Feb 2025 exchange, regulations, securities, financial services, fees, nasdaq, options trading, rebates

💰Proposed Rule Change Affecting Options Fees and Rebates

The SEC has published a notice regarding a proposed rule change by Nasdaq PHLX LLC to amend its pricing schedule for options trading. This includes new fees and rebates related to executing trades in SPY options and stock-option orders, aiming to enhance market efficiencies and participant engagement. Comments on the proposed changes are invited from interested parties.

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Notice 19 Feb 2025 market data, sec, regulatory compliance, financial services, fees, nasdaq

📈SEC Orders Review of Nasdaq's Market Data Fee Increase Proposal

The SEC issued an order regarding Nasdaq's proposed fee increases for market data and connectivity products, which faced disapproval. The order allows for petitions regarding the disapproval, indicating ongoing scrutiny of fee structures related to market data services that could influence market access and costs for businesses.

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Notice 18 Feb 2025 sec, regulation, nasdaq, stock market, public offerings, ipos, liquidity requirements

📈Nasdaq Proposes Changes to Initial Listing Liquidity Requirements

The Securities and Exchange Commission published a notice regarding Nasdaq's proposed changes to modify initial listing liquidity requirements. These changes aim to require companies to satisfy Market Value of Unrestricted Publicly Held Shares based solely on the proceeds from their offerings, impacting initial public offerings and uplisting processes. The Commission is extending the review period for these changes, allowing time for consideration of the proposed rule.

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Notice 14 Feb 2025 compliance, nasdaq, securities regulation, disciplinary proceedings, finra

⚖️Nasdaq Expands Authority on Disciplinary Proceedings

The Securities and Exchange Commission has approved Nasdaq's proposal to assume greater operational responsibility for litigating contested disciplinary proceedings. This rule change allows Nasdaq to directly manage investigations and enforcement actions arising from its own initiatives, streamlining the regulatory process while maintaining procedural protections for its members.

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